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MICHAEL WILLIAM TOWNSEND
Mike Townsend
CRD#: 2244230
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 120 S Riverside Plaza
Suite 700
Chicago, IL 60606
Registration History
19952000200520102015202020252 FIRMS2003 - 2009 (6 years)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - Present (7 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)1993 - 2003 (10 years)BGRUNTAL & CO. INCORPORATED (CRD# 372)1992 - 1993 (<1 year)IARSM MCGLADREY, INC. (CRD# 111221)2003 - 2003 (<1 year)
Disclosure(s)
View By:
2/9/2004
Customer Dispute
Denied
7/7/2003
Customer Dispute
Settled
1/2/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 7/24/2018

B
Montana 7/19/2018

B
Alaska 7/19/2018

B
Nebraska 7/20/2018

B
Arizona 7/23/2018

B
Nevada 7/30/2018

B
Arkansas 7/19/2018

B
New Hampshire 7/23/2018

B
California 7/19/2018

B
New Jersey 7/18/2018

B
Colorado 7/19/2018

B
New Mexico 7/19/2018

B
Connecticut 7/19/2018

B
New York 7/19/2018

B
Delaware 8/2/2018

B
North Carolina 7/19/2018

B
District of Columbia 7/20/2018

B
North Dakota 7/19/2018

B
Florida 7/19/2018

B
Ohio 7/18/2018

B
Georgia 7/19/2018

B
Oklahoma 7/18/2018

B
Hawaii 7/18/2018

B
Oregon 7/18/2018

B
Idaho 7/18/2018

B
Pennsylvania 7/19/2018

B
Illinois 1/2/2018

B
Puerto Rico 1/31/2024

IA
Illinois 1/2/2018

B
Rhode Island 7/25/2018

B
Indiana 7/18/2018

B
South Carolina 7/19/2018

B
Iowa 7/19/2018

B
South Dakota 7/18/2018

B
Kansas 8/8/2018

B
Tennessee 1/10/2020

B
Kentucky 7/19/2018

B
Texas 7/18/2018

B
Louisiana 7/19/2018

IA
Texas 5/13/2021

B
Maine 7/19/2018

B
Utah 7/19/2018

B
Maryland 7/26/2018

B
Vermont 7/20/2018

B
Massachusetts 7/19/2018

B
Virginia 7/18/2018

B
Michigan 7/23/2018

B
Washington 7/19/2018

B
Minnesota 7/19/2018

B
West Virginia 7/31/2018

B
Mississippi 7/20/2018

B
Wisconsin 7/19/2018

B
Missouri 7/19/2018

B
Wyoming 7/23/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Plaza Suite 700, Chicago, IL 60606
1 Parkview Plaza Suite 250, Oakbrook Terrace, IL 60181
Registered with this firm since 1/2/2018

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Plaza Suite 700, Chicago, IL 60606
1 Parkview Plaza Suite 250, Oakbrook Terrace, IL 60181
Registered with this firm since 1/2/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/06/2015 - 01/04/2018 WADDELL & REED (CRD#:866) OAK BROOK, IL
B
11/30/2015 - 01/04/2018 WADDELL & REED (CRD#:866) OAK BROOK, IL
IA
09/04/2013 - 11/30/2015 PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740) CHICAGO, IL
B
09/04/2013 - 11/30/2015 PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740) CHICAGO, IL
IA
04/17/2009 - 09/26/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ORLAND PARK, IL
B
03/13/2009 - 09/26/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ORLAND PARK, IL
IA
06/24/2003 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) ORLAND PARK, IL
B
06/24/2003 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) ORLAND PARK, IL
IA
03/11/2003 - 06/25/2003 RSM MCGLADREY, INC. (CRD#:111221) OAKLAWN, IL
B
04/14/1993 - 06/24/2003 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
B
10/02/1992 - 04/02/1993 GRUNTAL & CO. INCORPORATED (CRD#:372) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.