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JOSEPH KENNETH BROOKS
JOSEPH K ALBA, JOSEPH K BROOKS
CRD#: 2243755
IA
Investment Adviser
NBS FINANCIAL SERVICES, INC.CRD#: 110600 340 N WESTLAKE BLVD
STE 112
WESTLAKE VILLAGE, CA 91362
Registration History
20002002200420062008201020122014201620182020202220242026IANBS FINANCIAL SERVICES, INC. (CRD# 110600)2015 - Present (9 years)IAFINANCIAL WEST GROUP (CRD# 16668)2006 - 2008 (2 years)IAFINANCIAL WEST INVESTMENT GROU... (CRD# 16668)2004 - 2004 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - 2002 (3 years)
License(s)

State Registrations

IA
California 12/16/2015

Current Registration(s)
IA
NBS FINANCIAL SERVICES, INC. (CRD#:110600)
340 N WESTLAKE BLVD STE 112, WESTLAKE VILLAGE, CA 91362
Registered with this firm since 12/16/2015

Previous Registration(s)
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IA
11/15/2006 - 12/23/2008 FINANCIAL WEST GROUP (CRD#:16668) WESTLAKE VILLAGE, CA
IA
09/03/2004 - 12/02/2004 FINANCIAL WEST INVESTMENT GROUP, INC. (CRD#:16668) WESTLAKE VILLAGE, CA
IA
07/29/1999 - 07/16/2002 CHARLES SCHWAB & CO., INC. (CRD#:5393) WOODLAND HILLS, CA
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Disclosures
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