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Detailed Report
KURT R KOEHLER
KURT ROBERT KOEHLER
CRD#: 2243619
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 111 North Washington Street
Suite 410
Green Bay, WI 54301
Registration History
19952000200520102015202020252 FIRMS1992 - 1993 (1 year)2 FIRMS1993 - 1999 (5 years)2 FIRMS2011 - Present (13 years)BM&I FINANCIAL ADVISORS, INC (CRD# 16517)2003 - 2011 (8 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2003 (2 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2000 - 2002 (1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1999 - 2000 (1 year)IAM&I INVESTMENT MANAGEMENT CORP. (CRD# 109802)2010 - 2011 (1 year)IAM&I FINANCIAL ADVISORS, INC. (CRD# 16517)2005 - 2010 (4 years)
Disclosure(s)
View By:
10/8/2004
Customer Dispute
Denied
4/11/2003
Customer Dispute
Denied
2/9/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 6/16/2023
B
Nebraska 8/4/2015
B
Arizona 4/14/2016
B
New Jersey 11/8/2023
B
California 5/6/2011
B
New York 9/19/2024
B
Colorado 5/21/2020
B
North Carolina 12/3/2013
B
Florida 5/6/2011
B
Ohio 7/2/2018
B
Georgia 6/20/2023
B
Pennsylvania 11/13/2024
B
Hawaii 8/24/2017
B
South Carolina 5/12/2011
B
Illinois 5/9/2011
B
South Dakota 7/31/2017
B
Iowa 8/9/2019
B
Texas 7/2/2013
B
Louisiana 12/13/2024
IA
Texas 4/2/2020
B
Maine 9/2/2014
B
Utah 11/12/2021
B
Maryland 9/19/2024
B
Virginia 11/18/2024
B
Massachusetts 11/8/2023
B
Washington 3/1/2021
B
Michigan 11/9/2023
B
Wisconsin 5/6/2011
B
Minnesota 5/2/2016
IA
Wisconsin 5/6/2011
B
Missouri 5/10/2011
B
Wyoming 11/20/2023
B
Montana 4/15/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
111 North Washington Street Suite 410, Green Bay, WI 54301
Registered with this firm since 5/6/2011
B
MORGAN STANLEY (CRD#:149777)
111 North Washington Street Suite 410, Green Bay, WI 54301
Registered with this firm since 5/6/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/29/2010 - 05/17/2011 M&I INVESTMENT MANAGEMENT CORP. (CRD#:109802) MILWAUKEE, WI
B
 01/22/2003 - 05/17/2011 M&I FINANCIAL ADVISORS, INC (CRD#:16517) GREEN BAY, WI
IA
 09/15/2005 - 03/26/2010 M&I FINANCIAL ADVISORS, INC. (CRD#:16517) GREEN BAY, WI
B
 12/13/2000 - 01/15/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
 12/13/2000 - 08/12/2002 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
 09/21/1999 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
 11/24/1993 - 10/18/1999 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 11/24/1993 - 10/18/1999 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
 07/17/1992 - 10/13/1993 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 07/17/1992 - 10/13/1993 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.