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Detailed Report
RICHARD ELMER BAUCHSPIES JR.
CRD#: 2242970
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Investment Adviser
THE BURNEY COMPANYCRD#: 106945 PORTSMOUTH, RI
Registration History
1995200020052010201520202025IATHE BURNEY COMPANY (CRD# 106945)1993 - Present (32 years)
License(s)

State Registrations

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Rhode Island 1/1/1993
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Texas 1/6/2010
Current Registration(s)
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THE BURNEY COMPANY (CRD#:106945)
PORTSMOUTH, RI
Registered with this firm since 1/1/1993
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.