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David R Ninekirk
DAVID RICHARD NINEKICK, David Richard Ninekirk
CRD#: 2242802
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 3150 Crow Canyon Road
San Ramon, CA 94583-1332
Registration History
19952000200520102015202020252 FIRMS2000 - Present (24 years)BMFS FUND DISTRIBUTORS, INC. (CRD# 31052)1999 - 1999 (<1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1998 - 1999 (1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1998 - 1998 (<1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1997 - 1998 (<1 year)BASB FINANCIAL SERVICES (CRD# 24280)1993 - 1997 (4 years)BTRANSAMERICA FINANCIAL RESOURC... (CRD# 3600)1992 - 1993 (<1 year)
Disclosure(s)
View By:
1/16/2009
Customer Dispute
Denied
9/11/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/9/2015

B
Nevada 6/23/2006

B
California 3/13/2000

B
New Jersey 3/28/2019

IA
California 6/2/2000

B
New York 4/22/2022

B
Colorado 3/9/2015

B
Oklahoma 2/13/2013

B
Florida 9/18/2024

B
Oregon 5/21/2020

B
Hawaii 10/5/2015

B
Pennsylvania 5/21/2020

B
Idaho 5/21/2020

B
Tennessee 5/21/2020

B
Illinois 3/8/2023

B
Texas 3/9/2015

B
Iowa 5/21/2020

IA
Texas 1/2/2019

B
Maine 6/25/2024

B
Virginia 10/4/2005

B
Minnesota 3/28/2019

B
Washington 3/26/2014

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3150 Crow Canyon Road, San Ramon, CA 94583-1332
Registered with this firm since 6/2/2000

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3150 Crow Canyon Road, San Ramon, CA 94583-1332
Registered with this firm since 3/7/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/20/1999 - 12/01/1999 MFS FUND DISTRIBUTORS, INC. (CRD#:31052) BOSTON, MA
B
05/01/1998 - 05/04/1999 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
03/18/1998 - 05/01/1998 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
07/14/1997 - 03/16/1998 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
03/09/1993 - 07/14/1997 ASB FINANCIAL SERVICES (CRD#:24280) IRVINE, CA
B
06/26/1992 - 03/18/1993 TRANSAMERICA FINANCIAL RESOURCES, INC. (CRD#:3600) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.