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Detailed Report
ALAN KEITH GOLDFARB
CRD#: 224200
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Investment Adviser
NOVAK & POWELL FINANCIAL SERVICES, INC.CRD#: 112970 146 SECOND ST N
SUITE 310
ST. PETERSBURG, FL 33701
Registration History
2002200420062008201020122014201620182020202220242026IANOVAK & POWELL FINANCIAL SERVI... (CRD# 112970)2022 - Present (2 years)IAXO WEALTH MANAGEMENT (CRD# 281767)2022 - 2022 (<1 year)IAAPELLA CAPITAL (CRD# 171106)2020 - 2021 (1 year)IABACON FINANCIAL MANAGEMENT, IN... (CRD# 142605)2007 - 2020 (13 years)IABACON FINANCIAL MANAGEMENT, IN... (CRD# 142605)2014 - 2020 (5 years)IACONCERT WEALTH MANAGEMENT (CRD# 141253)2012 - 2015 (2 years)IAWEAVER WEALTH MANAGEMENT (CRD# 115150)2001 - 2012 (11 years)IAFINANCIAL STRATEGIES ADVISORY ... (CRD# 114851)2001 - 2003 (2 years)
License(s)

State Registrations

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Texas 8/5/2022
Current Registration(s)
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NOVAK & POWELL FINANCIAL SERVICES, INC. (CRD#:112970)
146 SECOND ST N SUITE 310, ST. PETERSBURG, FL 33701
Registered with this firm since 8/5/2022
Previous Registration(s)
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 06/03/2022 - 09/07/2022 XO WEALTH MANAGEMENT (CRD#:281767) DALLAS, TX
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 01/15/2020 - 11/30/2021 APELLA CAPITAL (CRD#:171106) DALLAS, TX
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 02/21/2007 - 12/18/2020 BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP (CRD#:142605) DALLAS, TX
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 11/05/2014 - 01/27/2020 BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP (CRD#:142605) DALLAS, TX
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 11/30/2012 - 07/01/2015 CONCERT WEALTH MANAGEMENT (CRD#:141253) DALLAS, TX
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 12/21/2001 - 12/21/2012 WEAVER WEALTH MANAGEMENT (CRD#:115150) DALLAS, TX
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 02/26/2001 - 12/31/2003 FINANCIAL STRATEGIES ADVISORY CORPORATION (CRD#:114851) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.