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JOHN S JOHNSON
J J JOHNSON, JOHN STERLING JOHNSON, John Johnson
CRD#: 2240977
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 21370 Hawthorne Blvd
Torrance, CA 90503
Torrance, CA 90503
0
Disclosures
32
Years of Experience
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State Registrations
B
Arizona 1/16/2015
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Hawaii 11/17/2014
B
California 8/27/2003
B
Illinois 1/16/2015
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California 10/5/2022
B
Maryland 12/8/2018
B
Colorado 5/20/2003
B
Michigan 12/8/2018
B
District of Columbia 12/8/2018
B
Oregon 4/17/2006
B
Florida 1/16/2015
B
Texas 1/16/2015
B
Georgia 3/28/2019
B
Virginia 12/8/2018
B
Hawaii 11/17/2014
B
Washington 4/17/2006
SRO Registrations
B
B
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Registered with this firm since 5/21/2003
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Registered with this firm since 5/20/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/22/2022 - 07/29/2024 | TORRANCE, CA | |
IA | 04/22/2022 - 10/14/2022 | TORRANCE, CA | |
IA | 02/21/2001 - 05/08/2003 | GLENDALE, CA | |
B | 06/18/1992 - 05/08/2003 | SMITHFIELD, RI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.