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RICHARD B LEAKE
BART LEAKE, Richard Leake
CRD#: 2240386
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Investment Adviser
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Previous Broker
CADENCE PLANNING, LLCCRD#: 319663 Geneva, IL
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2017 (<1 year)IACADENCE PLANNING, LLC (CRD# 319663)2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2021 - 2023 (1 year)BTD AMERITRADE, INC. (CRD# 7870)2017 - 2021 (3 years)IASULLIVAN MERMEL, INC. (CRD# 146266)2023 - 2024 (<1 year)
License(s)

State Registrations

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Illinois 8/19/2024

Current Registration(s)
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CADENCE PLANNING, LLC (CRD#:319663)
Geneva, IL
Geneva, IL
Registered with this firm since 8/19/2024

Previous Registration(s)
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04/06/2023 - 01/02/2024 SULLIVAN MERMEL, INC. (CRD#:146266) CHICAGO, IL
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07/16/2021 - 01/20/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Chicago, IL
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11/22/2017 - 07/30/2021 TD AMERITRADE, INC. (CRD#:7870) CHICAGO, IL
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04/20/2017 - 11/02/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROLLING MEADOWS, IL
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03/07/2017 - 11/02/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROLLING MEADOWS, IL
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Investment Adviser
Disclosures
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