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Patrick Thomas LeBeau
Patrick THOMAS Le Beau, Patrick THOMAS LeBeau
CRD#: 2239645
IA
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MORGAN STANLEYCRD#: 149777 One Financial Plaza
Providence, RI 02903
Providence, RI 02903
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Disclosures
32
Years of Experience
View By:
State Registrations
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Arizona 2/9/2022
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Nevada 2/23/2022
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California 2/9/2022
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New Hampshire 2/9/2022
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Colorado 2/9/2022
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New Jersey 2/9/2022
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Connecticut 2/9/2022
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New York 2/9/2022
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Delaware 12/6/2022
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North Carolina 2/9/2022
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District of Columbia 2/9/2022
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Ohio 3/13/2022
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Florida 2/9/2022
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Oklahoma 1/17/2024
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Georgia 12/6/2022
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Oregon 1/17/2024
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Hawaii 1/17/2024
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Pennsylvania 2/9/2022
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Idaho 1/17/2024
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Rhode Island 2/9/2022
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Illinois 1/17/2024
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Rhode Island 2/9/2022
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Indiana 1/17/2024
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South Carolina 2/9/2022
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Louisiana 1/17/2024
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Texas 2/9/2022
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Maine 2/9/2022
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Texas 2/9/2022
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Maryland 1/17/2024
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Utah 1/17/2024
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Massachusetts 2/9/2022
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Vermont 2/9/2022
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Michigan 1/17/2024
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Virginia 2/9/2022
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Minnesota 1/17/2024
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Washington 2/9/2022
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Missouri 1/17/2024
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Wisconsin 1/31/2024
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Nebraska 1/17/2024
SRO Registrations
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Registered with this firm since 2/9/2022
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Registered with this firm since 2/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 02/08/2022 | PROVIDENCE, RI | |
B | 10/23/2009 - 02/08/2022 | PROVIDENCE, RI | |
IA | 11/02/2006 - 10/23/2009 | PROVIDENCE, RI | |
B | 11/02/2006 - 10/23/2009 | PROVIDENCE, RI | |
IA | 08/20/2003 - 10/19/2006 | BARRINGTON, RI | |
B | 01/23/1997 - 10/19/2006 | BARRINGTON, RI | |
IA | 03/06/2003 - 08/13/2003 | BARRINGTON, RI | |
B | 11/05/1996 - 02/27/1998 | LINCOLN, RI | |
B | 04/26/1995 - 09/23/1996 | PURCHASE, NY | |
B | 06/23/1993 - 04/28/1995 | LINCOLN, RI | |
B | 05/26/1992 - 06/17/1993 | NEWARK, NJ |
PROVIDENCE, RI
10/23/2009 - 02/08/2022
PROVIDENCE, RI
10/23/2009 - 02/08/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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