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CYNTHIA S DUDZIK
CYNTHIA S BUTLER
CRD#: 2238758
IA
B
WELLS FARGO ADVISORSCRD#: 11025 2001 MAIN STREET
SUITE 701
WHEELING, WV 26003
SUITE 701
WHEELING, WV 26003
0
Disclosures
32
Years of Experience
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State Registrations
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Alabama 1/20/2023
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Missouri 1/20/2023
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Alaska 1/20/2023
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New Jersey 1/20/2023
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Arizona 1/20/2023
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New York 1/20/2023
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Arkansas 1/20/2023
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North Carolina 1/20/2023
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California 1/20/2023
B
Ohio 1/20/2023
B
Colorado 1/20/2023
B
Oregon 1/20/2023
B
Connecticut 1/20/2023
B
Pennsylvania 1/20/2023
B
Delaware 1/20/2023
B
South Carolina 1/20/2023
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District of Columbia 1/20/2023
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Tennessee 1/20/2023
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Florida 1/20/2023
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Texas 1/20/2023
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Georgia 1/20/2023
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Texas 1/20/2023
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Illinois 1/20/2023
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Virginia 1/20/2023
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Indiana 1/20/2023
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Washington 1/20/2023
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Kentucky 1/20/2023
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West Virginia 1/20/2023
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Maryland 1/20/2023
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West Virginia 1/27/2023
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Massachusetts 1/20/2023
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Wisconsin 1/20/2023
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Michigan 1/20/2023
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Wyoming 11/21/2023
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Mississippi 1/20/2023
SRO Registrations
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IA
Registered with this firm since 1/20/2023
B
Registered with this firm since 1/20/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2003 - 01/20/2023 | WHEELING, WV | |
B | 07/01/2003 - 01/20/2023 | WHEELING, WV | |
IA | 05/02/2002 - 07/01/2003 | WHEELING, WV | |
B | 08/24/1992 - 07/01/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.