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Detailed Report
ALLEN JEFFREY BELICE
CRD#: 2238399
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1 MELLON BANK CENTER
500 GRANT STREET, 46TH FLOOR
PITTSBURGH, PA 15219
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2004 - Present (20 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2004 (11 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)
License(s)

State Registrations

B
Alabama 6/5/2023
B
Montana 2/16/2022
B
Arizona 10/1/2004
B
Nevada 1/12/2024
B
California 10/1/2004
B
New Hampshire 3/22/2019
B
Colorado 5/26/2009
B
New Jersey 8/13/2015
B
Connecticut 5/26/2009
B
New Mexico 3/18/2024
B
Delaware 1/4/2018
B
New York 5/26/2009
B
Florida 10/1/2004
B
North Carolina 6/8/2009
B
Georgia 3/1/2019
B
Ohio 5/27/2009
B
Illinois 11/30/2021
B
Pennsylvania 10/1/2004
B
Indiana 7/23/2024
IA
Pennsylvania 8/27/2012
B
Maine 10/1/2004
B
Tennessee 6/10/2008
B
Maryland 5/17/2011
B
Virginia 12/17/2008
B
Massachusetts 3/22/2019
B
West Virginia 5/26/2009

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 MELLON BANK CENTER 500 GRANT STREET, 46TH FLOOR, PITTSBURGH, PA 15219
600 Grant StreetSuite 4650, PITTSBURGH, PA 15219
Registered with this firm since 8/27/2012
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 MELLON BANK CENTER 500 GRANT STREET, 46TH FLOOR, PITTSBURGH, PA 15219
600 Grant StreetSuite 4650, PITTSBURGH, PA 15219
Registered with this firm since 10/1/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/31/1993 - 10/11/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 06/09/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.