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JAMES RICHMOND SHUTTLEWORTH
CRD#: 2238199
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 Moultonborough, NH
Registration History
1995200020052010201520202025IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2003 - Present (21 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)1992 - Present (32 years)
License(s)

State Registrations

B
Arizona 8/28/2009

B
New Hampshire 11/4/2004

B
California 4/18/2016

IA
New Hampshire 6/29/2023

B
Colorado 3/19/2014

B
New Jersey 3/3/2015

B
Connecticut 6/11/1992

B
New York 8/12/2002

B
Delaware 9/11/2020

B
North Carolina 1/18/2017

B
Florida 7/2/2003

B
Ohio 7/9/2014

B
Georgia 6/30/2006

B
Pennsylvania 7/2/2014

B
Illinois 8/4/2010

B
Rhode Island 6/1/2004

B
Indiana 9/10/2013

B
South Carolina 5/7/2013

B
Kentucky 6/2/2021

B
Tennessee 2/28/2022

B
Maine 5/2/2005

B
Texas 4/22/2022

B
Maryland 7/1/2016

IA
Texas 4/22/2022

B
Massachusetts 7/9/1992

B
Vermont 2/4/2008

IA
Massachusetts 4/25/2003

B
Virginia 7/29/2008

B
Minnesota 8/11/2016

B
Wisconsin 10/21/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Moultonborough, NH
67 Hunt Street , Agawam, MA 01001
Registered with this firm since 4/25/2003

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Moultonborough, NH
67 Hunt Street , Agawam, MA 01001
Registered with this firm since 6/11/1992

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.