Individual Firm
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JASON BEZANSON MAPLES
JASON B MAPLES
CRD#: 2237883
IA
B
LOCKTON INVESTMENT ADVISORS, LLCCRD#: 144133 8110 E UNION AVENUE SUITE 700
DENVER, CO 80237
DENVER, CO 80237
LOCKTON INVESTMENT SECURITIES, LLCCRD#: 137476 8110 E UNION
SUITE 100
DENVER, CO 80237
SUITE 100
DENVER, CO 80237
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Arizona 9/16/2014
B
Nevada 8/5/2021
B
Arkansas 8/5/2021
B
New Hampshire 8/5/2021
B
California 9/16/2014
B
New Jersey 7/6/2015
B
Colorado 9/16/2014
B
New Mexico 9/16/2014
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Colorado 9/16/2014
B
New York 9/16/2014
B
Delaware 9/16/2014
B
North Carolina 9/16/2014
B
District of Columbia 9/16/2014
B
North Dakota 7/8/2020
B
Florida 9/16/2014
B
Ohio 9/16/2014
B
Georgia 9/16/2014
B
Oklahoma 9/16/2014
B
Hawaii 8/5/2021
B
Oregon 9/16/2014
B
Idaho 8/14/2017
B
Pennsylvania 9/16/2014
B
Illinois 9/16/2014
B
Rhode Island 8/5/2021
B
Indiana 8/12/2019
B
South Dakota 8/5/2021
B
Iowa 9/16/2014
B
Texas 9/16/2014
B
Kansas 11/24/2015
B
Utah 9/16/2014
B
Massachusetts 9/16/2014
B
Vermont 8/5/2021
B
Michigan 8/12/2019
B
Virginia 9/16/2014
B
Minnesota 9/16/2014
B
Washington 8/11/2017
IA
Missouri 9/16/2014
B
Wisconsin 9/16/2014
B
Montana 9/16/2014
B
Wyoming 9/16/2014
B
Nebraska 9/16/2014
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 9/16/2014
B
Registered with this firm since 9/16/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 09/15/2014 | DENVER, CO | |
B | 06/01/2009 - 09/15/2014 | DENVER, CO | |
IA | 01/28/2004 - 06/09/2009 | DENVER, CO | |
B | 01/28/2004 - 06/09/2009 | DENVER, CO | |
IA | 01/01/1999 - 02/03/2004 | DENVER, CO | |
B | 05/14/1998 - 02/03/2004 | NEW YORK, NY | |
B | 05/18/1992 - 05/11/1998 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.