• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROBERT EUGENE AIKEN
CRD#: 2237594
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 231-A South Main Street
Salisbury, NC 28144
CETERA ADVISOR NETWORKS LLCCRD#: 13572 231A South Main St
Salisbury, NC 28144
Registration History
19952000200520102015202020252 FIRMS1993 - 1993 (<1 year)2 FIRMS2002 - 2015 (12 years)2 FIRMS2015 - 2025 (9 years)2 FIRMS2025 - Present (<1 year)BWACHOVIA SECURITIES, INC. (CRD# 431)1997 - 2002 (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 1997 (4 years)BF.N. WOLF & CO., INC. (CRD# 13051)1992 - 1992 (<1 year)IAWACHOVIA SECURITIES, INC. (CRD# 431)2002 - 2002 (<1 year)
License(s)

State Registrations

B
California 1/14/2025

B
New Mexico 1/14/2025

B
Colorado 1/14/2025

B
New York 1/14/2025

B
Florida 1/14/2025

IA
North Carolina 1/14/2025

B
Georgia 1/14/2025

B
North Carolina 1/17/2025

B
Kansas 1/14/2025

B
South Carolina 1/14/2025

B
Kentucky 1/14/2025

B
Tennessee 1/14/2025

B
Nevada 1/14/2025

B
Virginia 1/14/2025

B
New Jersey 1/14/2025

B
West Virginia 1/14/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
231-A South Main Street, Salisbury, NC 28144
Registered with this firm since 1/14/2025

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
231A South Main St, Salisbury, NC 28144
Registered with this firm since 1/14/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/27/2015 - 01/15/2025 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SALISBURY, NC
B
05/22/2015 - 01/15/2025 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SALISBURY, NC
IA
06/20/2002 - 05/27/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALISBURY, NC
B
06/15/2002 - 05/27/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALISBURY, NC
IA
01/28/2002 - 06/20/2002 WACHOVIA SECURITIES, INC. (CRD#:431) GREENSBORO, NC
B
10/10/1997 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
09/21/1993 - 10/17/1997 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
07/31/1993 - 10/07/1993 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
01/27/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
07/23/1992 - 08/12/1992 F.N. WOLF & CO., INC. (CRD#:13051)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.