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Detailed Report
STEVEN FORREST GOENS
CRD#: 223593
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 595 South Federal Highway
Suite 400
Boca Raton, FL 33432
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1970 - 2005 (35 years)IAMCDONALD INVESTMENTS INC. (CRD# 566)1999 - 2005 (5 years)
License(s)

State Registrations

B
Alabama 5/27/2022
B
Michigan 6/1/2009
B
Arizona 12/17/2021
B
New Jersey 8/5/2021
B
Arkansas 6/1/2009
B
New York 6/1/2009
B
California 6/1/2009
B
North Carolina 6/1/2009
B
Colorado 6/1/2009
B
Ohio 6/1/2009
B
District of Columbia 12/17/2021
IA
Ohio 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 2/5/2021
IA
Florida 3/20/2012
B
South Carolina 12/17/2021
B
Georgia 6/1/2009
B
Tennessee 6/11/2009
B
Illinois 11/30/2022
B
Texas 12/17/2021
B
Indiana 12/17/2021
IA
Texas 1/4/2022
B
Kentucky 6/1/2009
B
Virginia 11/30/2022
B
Louisiana 9/27/2017
B
Washington 12/17/2021
B
Maryland 6/1/2009
B
Wisconsin 8/3/2020
B
Massachusetts 12/17/2021
B
Wyoming 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
595 South Federal Highway Suite 400, Boca Raton, FL 33432
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
595 South Federal Highway Suite 400, Boca Raton, FL 33432
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CENTERVILLE, OH
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CENTERVILLE, OH
IA
 08/08/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CENTERVILLE, OH
B
 08/05/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CENTERVILLE, OH
IA
 10/14/1999 - 08/15/2005 MCDONALD INVESTMENTS INC. (CRD#:566) KETTERING, OH
B
 02/13/1970 - 08/15/2005 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.