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Detailed Report
JAMES JAY RUDIN
JIM RUDIN
CRD#: 2235147
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 MEDINA, MN
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2011 - Present (13 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 2003 (11 years)
License(s)

State Registrations

B
Arizona 7/1/2003
B
New Hampshire 6/12/2024
B
California 7/1/2003
B
New Jersey 1/19/2024
B
Colorado 7/1/2003
B
New Mexico 7/1/2003
B
Delaware 7/21/2020
B
New York 5/20/2011
B
Florida 7/1/2003
B
North Carolina 5/22/2006
B
Hawaii 5/12/2015
B
North Dakota 7/1/2003
B
Illinois 7/1/2003
B
Ohio 7/1/2003
B
Indiana 7/1/2003
B
Oregon 1/3/2017
B
Iowa 7/1/2003
B
South Dakota 7/1/2003
B
Kansas 8/16/2021
B
Texas 7/1/2003
B
Massachusetts 3/5/2014
IA
Texas 6/16/2011
B
Michigan 7/1/2003
B
Utah 10/28/2014
B
Minnesota 7/1/2003
IA
Utah 2/11/2020
IA
Minnesota 11/5/2013
B
Virginia 2/17/2011
B
Missouri 4/17/2018
B
Washington 7/1/2003
B
Montana 6/8/2021
B
West Virginia 10/18/2024
B
Nevada 8/18/2015
B
Wisconsin 7/1/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
MEDINA, MN
COTTONWOOD HEIGHTS, UT
Registered with this firm since 6/16/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
MEDINA, MN
COTTONWOOD HEIGHTS, UT
Registered with this firm since 7/1/2003
Previous Registration(s)
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B
 05/27/1992 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.