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TODD JON FUNK
CRD#: 2234906
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 1001 Truman Street
Kimberly, WI 54136
Registration History
19952000200520102015202020252 FIRMS1992 - 1999 (7 years)2 FIRMS2000 - 2001 (<1 year)2 FIRMS2006 - 2023 (17 years)2 FIRMS2023 - Present (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2003 - 2006 (2 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2002 - 2003 (1 year)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2001 - 2002 (<1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1999 - 2000 (1 year)
License(s)

State Registrations

B
Arizona 2/24/2023

B
Wisconsin 2/24/2023

B
Florida 2/24/2023

IA
Wisconsin 2/24/2023

B
Georgia 2/24/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
1001 Truman Street, Kimberly, WI 54136
Registered with this firm since 2/24/2023

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
1001 Truman Street, Kimberly, WI 54136
Registered with this firm since 2/24/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/24/2006 - 03/03/2023 ASSOCIATED INVESTMENT SERVICES, INC. (CRD#:1464) NEENAH, WI
B
01/24/2006 - 03/03/2023 ASSOCIATED INVESTMENT SERVICES, INC. (CRD#:1464) NEENAH, WI
B
05/30/2003 - 01/23/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
03/15/2002 - 06/10/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
08/16/2001 - 03/19/2002 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
12/13/2000 - 08/31/2001 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
12/13/2000 - 08/31/2001 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
12/20/1999 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
10/16/1992 - 12/20/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
10/16/1992 - 12/20/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.