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JAMES GREGORY MCKEE
JIM MCKEE
CRD#: 2233998
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 8 South Third Street
TIPP CITY, OH 45371
Registration History
19952000200520102015202020252 FIRMS2001 - Present (23 years)BWESTMINSTER FINANCIAL SECURITI... (CRD# 20677)1994 - 2001 (6 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1992 - 1994 (2 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1992 - 1993 (1 year)
Disclosure(s)
View By:
6/28/1995
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 7/26/2002

B
North Carolina 1/4/2005

B
California 5/7/2003

B
Ohio 7/12/2001

B
Florida 7/12/2001

IA
Ohio 7/25/2001

B
Indiana 8/13/2001

B
Pennsylvania 9/14/2021

B
Kentucky 7/12/2001

B
South Carolina 12/12/2011

B
Maryland 9/13/2021

B
Tennessee 11/6/2017

B
Missouri 4/22/2008

B
Texas 6/25/2015

B
New Mexico 7/12/2001

B
Washington 12/15/2004

B
New York 4/27/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
8 South Third Street, TIPP CITY, OH 45371
Registered with this firm since 7/25/2001

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
8 South Third Street, TIPP CITY, OH 45371
Registered with this firm since 7/12/2001

Previous Registration(s)
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10/08/1994 - 07/13/2001 WESTMINSTER FINANCIAL SECURITIES, INC. (CRD#:20677) BEAVERCREEK, OH
B
05/15/1992 - 11/10/1994 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
05/15/1992 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.