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Detailed Report
JOHN PATRICK MEIER
CRD#: 2233940
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Scottsdale, AZ
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2007 (6 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2000 (1 year)BFIRST CHICAGO NBD INVESTMENT S... (CRD# 17516)1996 - 1999 (2 years)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)1992 - 1996 (3 years)
License(s)

State Registrations

B
Alabama 4/19/2022
B
Nevada 6/1/2009
B
Arizona 7/12/2011
B
New Hampshire 7/27/2021
IA
Arizona 11/8/2021
B
New York 6/1/2009
B
Colorado 4/19/2022
B
North Carolina 4/19/2022
B
Connecticut 2/8/2011
B
Pennsylvania 6/1/2009
B
Florida 6/1/2009
B
South Carolina 9/21/2016
B
Georgia 3/18/2014
B
Tennessee 10/12/2015
B
Illinois 8/3/2016
B
Utah 6/1/2009
B
Michigan 6/1/2009
B
Virgin Islands 1/4/2023
IA
Michigan 11/1/2010
B
Virginia 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Scottsdale, AZ
Grosse Pointe, MI
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
Scottsdale, AZ
Grosse Pointe, MI
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 07/16/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GROSSE POINTE FARMS, MI
B
 05/04/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) GROSSE POINTE FARMS, MI
B
 09/08/2000 - 05/11/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLINTON TOWNSHIP, MI
B
 02/01/1999 - 09/18/2000 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 03/28/1996 - 02/01/1999 FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CRD#:17516) CHICAGO, IL
B
 05/08/1992 - 03/21/1996 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.