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Detailed Report
Michael Scott Allison
MIKE ALLISON
CRD#: 2232558
IA
Investment Adviser
B
Broker
GRADIENT WEALTH MANAGEMENTCRD#: 127701 1212 Haywood Road, Bldg 300
Suite D
Greenville, SC 29615
Registration History
19952000200520102015202020252 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - Present (5 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2001 - 2002 (1 year)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2000 - 2001 (1 year)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1992 - 2000 (7 years)
License(s)

State Registrations

B
Georgia 4/2/2019
IA
North Carolina 4/2/2019
IA
Georgia 4/3/2019
B
South Carolina 4/2/2019
IA
Maine 8/5/2021
IA
South Carolina 4/2/2019
B
North Carolina 4/2/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GRADIENT WEALTH MANAGEMENT (CRD#:127701)
1212 Haywood Road, Bldg 300 Suite D, Greenville, SC 29615
Registered with this firm since 4/2/2019
B
GRADIENT SECURITIES, LLC (CRD#:127701)
1212 Haywood Road, Bldg 300 Suite D, Greenville, SC 29615
Registered with this firm since 4/2/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/10/2016 - 04/02/2019 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) Greenville, SC
B
 03/10/2016 - 04/02/2019 SECURITIES AMERICA, INC. (CRD#:10205) Greenville, SC
IA
 07/02/2015 - 03/10/2016 CETERA ADVISOR NETWORKS LLC (CRD#:13572) GREENVILLE, SC
B
 07/01/2015 - 03/10/2016 CETERA ADVISOR NETWORKS LLC (CRD#:13572) GREENVILLE, SC
IA
 07/03/2012 - 07/01/2015 QUESTAR ASSET MANAGEMENT, INC. (CRD#:133358) GREENVILLE, SC
B
 07/03/2012 - 07/01/2015 QUESTAR CAPITAL CORPORATION (CRD#:43100) GREENVILLE, SC
IA
 06/10/2008 - 07/10/2012 INVEST FINANCIAL CORPORATION (CRD#:12984) TRAVELERS REST, SC
B
 06/02/2008 - 07/10/2012 INVEST FINANCIAL CORPORATION (CRD#:12984) TRAVELERS REST, SC
IA
 05/07/2007 - 06/09/2008 GUNNALLEN FINANCIAL, INC (CRD#:17609) TRAVELERS REST, SC
B
 05/01/2007 - 06/09/2008 GUNNALLEN FINANCIAL, INC (CRD#:17609) TRAVELERS REST, SC
IA
 10/12/2005 - 05/04/2007 ING FINANCIAL PARTNERS, INC (CRD#:2882) TRAVELERS REST, SC
B
 10/10/2005 - 05/04/2007 ING FINANCIAL PARTNERS, INC. (CRD#:2882) TRAVELERS REST, SC
IA
 08/13/2004 - 10/07/2005 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) TRAVELERS REST, SC
B
 07/02/2004 - 10/07/2005 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
IA
 06/30/2003 - 07/01/2004 TOWER SQUARE SECURITIES, INC. (CRD#:833) GREENVILLE, SC
B
 06/30/2003 - 07/01/2004 TOWER SQUARE SECURITIES, INC. (CRD#:833) EL SEGUNDO, CA
IA
 01/16/2003 - 06/30/2003 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) GREENVILLE, SC
B
 01/02/2003 - 06/30/2003 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 07/06/2001 - 12/31/2002 TOWER SQUARE SECURITIES, INC. (CRD#:833) EL SEGUNDO, CA
B
 05/19/2000 - 07/06/2001 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
 08/11/1992 - 05/17/2000 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.