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JOHN DAVID DOVICH
CRD#: 2232507
IA
B
MAI CAPITAL MANAGEMENT, LLCCRD#: 109807 5551 Ridgewood Drive
Suite 300
Naples, FL 34108
Suite 300
Naples, FL 34108
LION STREET FINANCIAL, LLCCRD#: 165828 7755 Montgomery Road
Suite 510
Cincinnati, OH 45236
Suite 510
Cincinnati, OH 45236
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Arizona 7/24/2015
B
Montana 10/12/2022
B
Arkansas 2/20/2025
B
New Jersey 7/24/2015
B
California 7/24/2015
B
New York 7/24/2015
B
Colorado 6/15/2015
B
North Carolina 7/24/2015
B
Connecticut 7/24/2015
B
Ohio 4/2/2015
B
District of Columbia 7/24/2015
IA
Ohio 7/12/2019
B
Florida 7/24/2015
B
Pennsylvania 6/24/2015
B
Georgia 3/9/2020
B
Rhode Island 12/17/2015
B
Illinois 7/24/2015
B
South Carolina 7/24/2015
B
Indiana 7/24/2015
B
Texas 7/24/2015
B
Kansas 6/24/2015
B
Utah 5/12/2015
B
Kentucky 6/15/2015
B
Virginia 7/24/2015
B
Maryland 7/24/2015
B
Washington 6/24/2015
B
Massachusetts 6/17/2015
B
Wisconsin 7/24/2015
B
Michigan 7/24/2015
SRO Registrations
B
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IA
Registered with this firm since 7/12/2019
B
Registered with this firm since 4/2/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2000 - 07/08/2019 | CINCINNATI, OH | |
B | 02/15/2005 - 02/19/2015 | CINCINNATI, OH | |
B | 08/11/1992 - 02/15/2005 | DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.