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Detailed Report
SCOTT AUSTIN CARLSON
CRD#: 2232410
IA
Investment Adviser
B
Broker
SPCCRD#: 110692 1919 WALNUT WAY
NOBLESVILLE, IN 46062
PARKLAND SECURITIES, LLCCRD#: 115368 NOBLESVILLE, IN
Registration History
19952000200520102015202020252 FIRMS2012 - Present (13 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2006 - 2012 (5 years)BFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)1992 - 2006 (14 years)IAALLSTATE FINANCIAL ADVISORS, LLC (CRD# 109524)2008 - 2012 (3 years)IAFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2005 - 2006 (<1 year)IAFIRST COMMAND BANK (CRD# 128851)2004 - 2005 (1 year)IAFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2000 - 2004 (4 years)
License(s)

State Registrations

B
Colorado 6/21/2024
IA
Indiana 1/5/2012
B
Florida 1/21/2020
B
New Mexico 11/2/2022
B
Indiana 1/5/2012
B
Texas 12/14/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPC (CRD#:110692)
1919 WALNUT WAY, NOBLESVILLE, IN 46062
Registered with this firm since 1/5/2012
B
PARKLAND SECURITIES, LLC (CRD#:115368)
NOBLESVILLE, IN
Registered with this firm since 1/5/2012
Previous Registration(s)
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IA
 07/08/2008 - 01/09/2012 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) NOBLESVILLE, IN
B
 08/02/2006 - 01/06/2012 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) NOBLESVILLE, IN
IA
 09/02/2005 - 08/15/2006 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) INDIANAPOLIS, IN
B
 05/12/1992 - 08/15/2006 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) INDIANAPOLIS, IN
IA
 04/12/2004 - 09/02/2005 FIRST COMMAND BANK (CRD#:128851) FORT WORTH, TX
IA
 04/17/2000 - 04/12/2004 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.