Individual Firm
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DREMA KAY SMITH
DREMA KAY FARMER, DREMA KAY WEAVER
CRD#: 2231765
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 521 MAIN ST
NORTH MYRTLE BEACH, SC 29582
NORTH MYRTLE BEACH, SC 29582
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 656 SUNNYSIDE AVE
MURRELS INLET, SC 29576
MURRELS INLET, SC 29576
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arizona 6/25/2021
B
Nevada 2/17/2021
B
California 12/1/2023
B
New Jersey 2/17/2021
B
Delaware 5/22/2023
B
New York 5/12/2021
B
Florida 2/17/2021
B
North Carolina 2/17/2021
B
Georgia 2/17/2021
B
Ohio 2/17/2021
B
Illinois 4/29/2022
B
Pennsylvania 2/17/2021
B
Kentucky 9/23/2021
B
South Carolina 2/17/2021
B
Louisiana 6/8/2022
IA
South Carolina 2/17/2021
B
Maryland 2/17/2021
B
Texas 5/14/2021
B
Massachusetts 1/18/2022
B
Vermont 2/17/2021
B
Michigan 2/17/2021
B
Virginia 2/17/2021
B
Mississippi 2/17/2021
B
West Virginia 2/17/2021
SRO Registrations
B
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B
Registered with this firm since 2/17/2021
IA
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
IA | 09/01/2005 - 01/02/2018 | MURRELS INLET, SC | |
B | 06/18/2003 - 01/02/2018 | MURRELS INLET, SC | |
B | 12/16/1994 - 06/02/2003 | NEW YORK, NY | |
B | 07/26/1994 - 12/21/1994 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.