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Detailed Report
THOMAS JAMES PRIDEAUX
THOMAS JAMES PRIDEAVX
CRD#: 2230335
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4930 Lincoln Drive
Edina, MN 55436
CETERA ADVISOR NETWORKS LLCCRD#: 13572 4930 Lincoln Drive
Edina, MN 55436
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2021 (6 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BQUESTAR CAPITAL CORPORATION (CRD# 43100)2006 - 2014 (7 years)BUSALLIANZ SECURITIES, INC. (CRD# 40875)2005 - 2006 (1 year)BLIFEMARK SECURITIES CORP. (CRD# 16204)2000 - 2005 (5 years)BTRANSAMERICA FINANCIAL RESOURC... (CRD# 3600)2000 - 2000 (<1 year)BJEFFERSON PILOT SECURITIES COR... (CRD# 3870)1999 - 2000 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAQUESTAR ASSET MANAGEMENT, INC. (CRD# 133358)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Arizona 6/9/2021
IA
Minnesota 6/29/2023
B
Florida 6/10/2021
B
North Carolina 6/9/2021
B
Illinois 6/9/2021
B
Texas 6/9/2021
B
Kentucky 6/9/2021
IA
Texas 6/29/2023
B
Minnesota 6/9/2021
B
Wisconsin 6/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4930 Lincoln Drive, Edina, MN 55436
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
4930 Lincoln Drive, Edina, MN 55436
Registered with this firm since 6/9/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 10/21/2014 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) Edina, MN
B
 10/15/2014 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) Edina, MN
IA
 01/29/2014 - 10/20/2014 QUESTAR ASSET MANAGEMENT, INC. (CRD#:133358) MINNEAPOLIS, MN
B
 12/01/2006 - 10/20/2014 QUESTAR CAPITAL CORPORATION (CRD#:43100) EDINA, MN
B
 07/25/2005 - 12/01/2006 USALLIANZ SECURITIES, INC. (CRD#:40875) EDINA, MN
B
 07/18/2000 - 07/20/2005 LIFEMARK SECURITIES CORP. (CRD#:16204) ROCHESTER, NY
B
 03/13/2000 - 07/17/2000 TRANSAMERICA FINANCIAL RESOURCES, INC. (CRD#:3600) LOS ANGELES, CA
B
 03/15/1999 - 03/10/2000 JEFFERSON PILOT SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.