Individual Firm
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BRANDON WEBSTER MORGAN
BRANDON W MORGAN
CRD#: 2230081
IA
AE WEALTH MANAGEMENT, LLCCRD#: 282580 630 Jefferson St
Paducah, KY 42001
Paducah, KY 42001
View By:
11/13/2024
Customer Dispute
Pending
4/2/2024
Customer Dispute
Denied
State Registrations
IA
Kentucky 7/23/2021
IA
Registered with this firm since 7/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2016 - 07/26/2021 | Paducah, KY | |
IA | 07/29/2015 - 11/30/2016 | PADUCAN, KY | |
IA | 09/25/2000 - 04/18/2011 | PADUCAH, KY | |
IA | 10/02/2000 - 12/31/2002 | PADUCAH, KY |
PADUCAH, KY
09/25/2000 - 04/18/2011
PADUCAH, KY
10/02/2000 - 12/31/2002
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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