Individual Firm
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MATTHEW DOW TEEMS
CRD#: 2229577
IA
B
MORGAN STANLEYCRD#: 149777 1775 I Street, North West
Suite 200
Washington, DC 20006
Suite 200
Washington, DC 20006
View By:
4/9/2007
Customer Dispute
Denied
State Registrations
B
Alabama 3/13/2013
B
Nebraska 3/30/2022
B
Alaska 3/30/2022
B
Nevada 3/30/2022
B
Arizona 2/25/2022
B
New Hampshire 2/28/2022
B
Arkansas 3/30/2022
B
New Jersey 3/30/2022
B
California 2/15/2013
B
New Mexico 3/30/2022
B
Colorado 3/30/2022
B
New York 2/15/2013
B
Connecticut 3/30/2022
B
North Carolina 2/15/2013
B
Delaware 3/1/2018
B
North Dakota 3/30/2022
B
District of Columbia 2/15/2013
B
Ohio 8/6/2018
IA
District of Columbia 5/15/2013
B
Oklahoma 3/30/2022
B
Florida 2/26/2015
B
Oregon 3/30/2022
B
Georgia 2/15/2013
B
Pennsylvania 8/22/2013
B
Hawaii 3/30/2022
B
Puerto Rico 3/30/2022
B
Idaho 3/30/2022
B
Rhode Island 3/30/2022
B
Illinois 10/30/2020
B
South Carolina 3/30/2022
B
Indiana 3/30/2022
B
South Dakota 3/30/2022
B
Iowa 3/30/2022
B
Tennessee 3/30/2022
B
Kansas 3/30/2022
B
Texas 3/30/2022
B
Kentucky 3/30/2022
IA
Texas 4/14/2022
B
Louisiana 3/30/2022
B
Utah 3/30/2022
B
Maine 3/30/2022
B
Vermont 2/28/2022
B
Maryland 2/15/2013
B
Virgin Islands 3/30/2022
B
Massachusetts 2/28/2022
B
Virginia 2/15/2013
B
Michigan 3/30/2022
B
Washington 3/30/2022
B
Minnesota 3/12/2015
B
West Virginia 3/30/2022
B
Mississippi 3/30/2022
B
Wisconsin 1/7/2014
B
Missouri 3/30/2022
B
Wyoming 3/30/2022
B
Montana 3/30/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/15/2013
B
Registered with this firm since 2/15/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/09/2004 - 02/19/2013 | WASHINGTON, DC | |
B | 03/09/2004 - 02/19/2013 | WASHINGTON, DC | |
IA | 02/15/2001 - 03/10/2004 | VIENNA, VA | |
B | 02/26/1996 - 03/10/2004 | SPRINGFIELD, MA | |
B | 04/21/1992 - 12/05/1995 | NEW YORK, NY |
WASHINGTON, DC
03/09/2004 - 02/19/2013
WASHINGTON, DC
03/09/2004 - 02/19/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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