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BRIAN TODD SOUTHERLAND
CRD#: 2229092
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2900 HIGHWAY 280
SUITE 100
BIRMINGHAM, AL 35223
Registration History
19952000200520102015202020252 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - Present (12 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)1993 - 2007 (13 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 1993 (1 year)IAAMSOUTH INVESTMENT MANAGEMENT ... (CRD# 111757)2003 - 2007 (3 years)IAAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2000 - 2003 (2 years)
Disclosure(s)
View By:
7/23/2002
Customer Dispute
Settled
8/5/1997
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/13/2013

B
Mississippi 2/13/2013

IA
Alabama 2/13/2013

B
Missouri 3/14/2019

B
California 2/13/2013

B
North Carolina 2/13/2013

B
Colorado 1/10/2020

B
Ohio 2/13/2013

B
Delaware 6/8/2021

B
Oklahoma 2/28/2020

B
District of Columbia 8/8/2024

B
Pennsylvania 7/30/2021

B
Florida 2/13/2013

B
South Carolina 5/6/2020

B
Georgia 2/13/2013

B
Tennessee 2/13/2013

B
Illinois 11/19/2024

B
Texas 4/4/2013

B
Iowa 12/12/2016

IA
Texas 6/21/2019

B
Louisiana 1/29/2024

B
Virginia 10/3/2017

B
Michigan 6/17/2020

B
Washington 3/26/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2900 HIGHWAY 280 SUITE 100, BIRMINGHAM, AL 35223
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2900 HIGHWAY 280 SUITE 100, BIRMINGHAM, AL 35223
Registered with this firm since 2/13/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) BIRMINGHAM, AL
B
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) BIRMINGHAM, AL
IA
07/10/2003 - 02/13/2007 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) BIRMINGHAM, AL
B
12/22/1993 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) BIRMINGHAM, AL
IA
08/03/2000 - 07/10/2003 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) BIRMINGHAM, AL
B
05/29/1992 - 12/17/1993 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.