Individual Firm
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RAYMOND PAUL BARDOUL
CRD#: 2228991
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3696 Largent Way Suite 300
Marietta, GA 30064
Marietta, GA 30064
CETERA ADVISORS LLCCRD#: 10299 3696 Largent Way Suite 300
Marietta, GA 30064
Marietta, GA 30064
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Alabama 9/26/2023
B
Michigan 9/26/2023
B
Arizona 9/26/2023
B
Nevada 4/2/2024
B
California 9/26/2023
B
New York 9/26/2023
B
District of Columbia 9/26/2023
B
North Carolina 10/3/2023
B
Florida 9/26/2023
B
Ohio 9/26/2023
B
Georgia 9/26/2023
B
Pennsylvania 9/26/2023
IA
Georgia 3/21/2024
B
South Carolina 9/26/2023
B
Illinois 9/26/2023
B
Tennessee 9/26/2023
B
Indiana 9/26/2023
B
Texas 9/26/2023
B
Kentucky 9/26/2023
IA
Texas 3/21/2024
B
Maine 9/26/2023
B
Utah 10/26/2023
B
Maryland 9/26/2023
B
Washington 11/6/2023
B
Massachusetts 9/26/2023
SRO Registrations
B
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IA
Registered with this firm since 3/21/2024
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Registered with this firm since 9/26/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/26/2023 - 03/21/2024 | Marietta, GA | |
IA | 03/21/2003 - 09/28/2023 | LULA, GA | |
B | 06/28/2001 - 09/28/2023 | LULA, GA | |
B | 10/07/1999 - 07/10/2001 | CONSHOHOCKEN, PA | |
B | 08/22/1997 - 10/27/1999 | SUMMIT, NJ | |
B | 07/31/1992 - 08/15/1997 | WELLESLEY HILLS, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.