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STEPHEN JOHN CASEY
STEPHEN CASEY
CRD#: 2228876
IA
Investment Adviser
B
Broker
NEUBERGER BERMAN BD LLCCRD#: 2908 190 SOUTH LASALLE STREET
23RD & 24TH & 27TH FLOOR
CHICAGO, IL 60603
Registration History
19952000200520102015202020252 FIRMS2007 - Present (17 years)BNEUBERGER BERMAN MANAGEMENT LLC (CRD# 5493)2011 - 2016 (4 years)BABN AMRO INCORPORATED (CRD# 15776)2000 - 2002 (1 year)BLAUGHLIN GROUP ADVISORS, INC. (CRD# 18272)1993 - 1997 (3 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1992 - 1993 (1 year)
License(s)

State Registrations

B
Alabama 1/6/2009

B
Nebraska 2/27/2013

B
Alaska 2/27/2013

B
Nevada 1/6/2009

B
Arizona 2/27/2013

B
New Hampshire 2/27/2013

B
Arkansas 2/27/2013

B
New Jersey 1/6/2009

B
California 1/6/2009

B
New Mexico 1/6/2009

B
Colorado 1/6/2009

B
New York 1/6/2009

B
Connecticut 1/6/2009

IA
New York 3/12/2021

B
Delaware 1/6/2009

B
North Carolina 2/28/2013

B
District of Columbia 1/6/2009

B
North Dakota 2/27/2013

B
Florida 1/6/2009

B
Ohio 1/7/2009

B
Georgia 1/6/2009

B
Oklahoma 2/27/2013

B
Hawaii 2/27/2013

B
Oregon 2/27/2013

B
Idaho 2/27/2013

B
Pennsylvania 1/6/2009

IA
Illinois 9/17/2007

B
Puerto Rico 2/27/2013

B
Illinois 1/6/2009

B
Rhode Island 2/27/2013

B
Indiana 1/6/2009

B
South Carolina 2/27/2013

B
Iowa 1/6/2009

B
South Dakota 2/27/2013

B
Kansas 1/6/2009

B
Tennessee 1/6/2009

B
Kentucky 1/6/2009

B
Texas 1/6/2009

B
Louisiana 1/6/2009

B
Utah 2/27/2013

B
Maine 2/27/2013

B
Vermont 2/27/2013

B
Maryland 2/27/2013

B
Virgin Islands 2/27/2013

B
Massachusetts 2/27/2013

B
Virginia 1/6/2009

B
Michigan 1/6/2009

B
Washington 1/6/2009

B
Minnesota 1/6/2009

B
West Virginia 2/27/2013

B
Mississippi 1/6/2009

B
Wisconsin 1/6/2009

B
Missouri 1/6/2009

B
Wyoming 1/6/2009

B
Montana 2/27/2013

SRO Registrations

B
FINRA

B
Nasdaq ISE, LLC

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
CHICAGO, IL
Registered with this firm since 9/18/2007

IA
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
CHICAGO, IL
Registered with this firm since 9/17/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/02/2011 - 06/30/2016 NEUBERGER BERMAN MANAGEMENT LLC (CRD#:5493) CHICAGO, IL
B
07/05/2000 - 05/02/2002 ABN AMRO INCORPORATED (CRD#:15776) STAMFORD, CT
B
11/01/1993 - 07/02/1997 LAUGHLIN GROUP ADVISORS, INC. (CRD#:18272) LINCOLN, NE
B
04/08/1992 - 08/26/1993 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.