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STEPHEN CLARK TAYLOR
STEVE TAYLOR
CRD#: 2228000
IA
B
MORGAN STANLEYCRD#: 149777 400 Convention Street
Suite 400
Baton Rouge, LA 70802
Suite 400
Baton Rouge, LA 70802
0
Disclosures
32
Years of Experience
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State Registrations
B
Alabama 6/1/2009
B
Mississippi 6/1/2009
B
Arizona 8/21/2015
B
Missouri 7/15/2015
B
Arkansas 10/21/2009
B
Montana 9/21/2017
B
California 6/1/2009
B
Nebraska 9/21/2017
B
Colorado 2/16/2012
B
Nevada 6/16/2023
B
Connecticut 8/10/2017
B
New Jersey 5/12/2023
B
District of Columbia 2/15/2017
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 9/19/2012
B
Georgia 6/1/2009
B
Ohio 8/18/2017
B
Hawaii 1/25/2016
B
Oklahoma 6/1/2009
B
Idaho 6/6/2017
B
Oregon 7/7/2015
B
Illinois 6/1/2009
B
Pennsylvania 7/7/2015
B
Indiana 6/1/2009
B
Rhode Island 9/21/2017
B
Iowa 6/1/2009
B
South Carolina 9/21/2017
B
Kansas 9/21/2017
B
Tennessee 8/13/2011
B
Kentucky 9/2/2015
B
Texas 6/1/2009
B
Louisiana 6/1/2009
IA
Texas 6/1/2009
IA
Louisiana 6/1/2009
B
Utah 7/7/2015
B
Maine 2/3/2022
B
Virginia 3/28/2012
B
Maryland 6/1/2009
B
Washington 1/3/2014
B
Michigan 3/13/2019
B
Wyoming 1/22/2021
B
Minnesota 3/20/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/21/2007 - 06/01/2009 | BATON ROUGE, LA | |
B | 04/02/2007 - 06/01/2009 | BATON ROUGE, LA | |
B | 12/17/1993 - 04/02/2007 | BATON ROUGE, LA | |
B | 05/01/1992 - 12/17/1993 | MINNEAPOLIS, MN | |
B | 05/01/1992 - 12/17/1993 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.