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Detailed Report
STEVEN GEORGE DICKEL
CRD#: 2227950
IA
Investment Adviser
B
Broker
STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2211 MICHELSON DRIVE
SUITES 100, 120
IRVINE, CA 92612
Registration History
19952000200520102015202020252 FIRMS1994 - 1997 (2 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1997 - Present (28 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2025 (6 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)1997 - 2018 (20 years)
Disclosure(s)
View By:
8/3/2016
Customer Dispute
Denied
1/8/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/18/2020
B
Nebraska 11/19/2020
B
Alaska 11/19/2020
B
Nevada 7/21/1997
B
Arizona 7/18/2002
B
New Hampshire 11/18/2020
B
Arkansas 11/18/2020
B
New Jersey 11/19/2020
B
California 4/30/1997
B
New Mexico 11/18/2020
IA
California 3/31/2025
B
New York 6/27/2017
B
Colorado 7/6/2017
B
North Carolina 11/18/2020
B
Connecticut 11/18/2020
B
North Dakota 11/23/2020
B
Delaware 11/18/2020
B
Ohio 11/18/2020
B
District of Columbia 11/20/2020
B
Oklahoma 11/18/2020
B
Florida 3/16/2016
B
Oregon 11/24/2003
B
Georgia 11/18/2020
B
Pennsylvania 11/18/2020
B
Hawaii 11/18/2020
B
Puerto Rico 11/18/2020
B
Idaho 11/18/2020
B
Rhode Island 11/18/2020
B
Illinois 11/30/2020
B
South Carolina 11/18/2020
B
Indiana 11/18/2020
B
South Dakota 11/23/2020
B
Iowa 11/18/2020
B
Tennessee 11/18/2020
B
Kansas 11/18/2020
B
Texas 11/18/2020
B
Kentucky 11/20/2020
IA
Texas 3/31/2025
B
Louisiana 11/18/2020
B
Utah 4/14/2016
B
Maine 11/18/2020
B
Vermont 11/18/2020
B
Maryland 11/18/2020
B
Virgin Islands 1/14/2021
B
Massachusetts 4/19/2016
B
Virginia 11/19/2020
B
Michigan 11/19/2020
B
Washington 4/12/2016
B
Minnesota 11/19/2020
B
West Virginia 11/23/2020
B
Mississippi 11/18/2020
B
Wisconsin 11/18/2020
B
Missouri 11/18/2020
B
Wyoming 11/18/2020
B
Montana 11/18/2020

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ADVISERS LLC (CRD#:104555)
155 SEAPORT BLVD, BOSTON, MA 02210-2698
Registered with this firm since 3/31/2025
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2211 MICHELSON DRIVE SUITES 100, 120, IRVINE, CA 92612
RIVERSIDE, CA
Registered with this firm since 4/30/1997
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/13/2018 - 03/31/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) IRVINE, CA
IA
 08/21/1997 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) BREA, CA
B
 10/25/1994 - 04/22/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 10/25/1994 - 04/22/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.