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Detailed Report
JEFFREY PETER WITHINGTON
JEFF WITHINGTON, JEFFREY P WITHINGTON
CRD#: 2227623
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 238 MAIN STREET
MS: NH481
NASHUA, NH 03060
Registration History
19952000200520102015202020252 FIRMS1992 - 1992 (<1 year)2 FIRMS1992 - 1995 (3 years)2 FIRMS2013 - 2023 (10 years)2 FIRMS2023 - Present (1 year)BTHE LEADERS GROUP, INC. (CRD# 37157)2010 - 2013 (3 years)BP.J. ROBB VARIABLE CORPORATION (CRD# 38339)2007 - 2010 (2 years)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)1996 - 2007 (11 years)BCITIZENS INVESTMENT SECURITIES... (CRD# 39550)1996 - 1996 (<1 year)BGNA SECURITIES, INC. (CRD# 10465)1995 - 1996 (<1 year)IACCO INVESTMENT SERVICES CORP. (CRD# 39550)1998 - 2007 (8 years)
Disclosure(s)
View By:
5/21/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Massachusetts 6/7/2023
IA
New Hampshire 6/7/2023
B
New Hampshire 6/7/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
238 MAIN STREET MS: NH481, NASHUA, NH 03060
Registered with this firm since 6/7/2023
B
CITIZENS SECURITIES, INC. (CRD#:39550)
238 MAIN STREET MS: NH481, NASHUA, NH 03060
Registered with this firm since 6/7/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/17/2013 - 05/03/2023 ADVICE AND PLANNING SERVICES (CRD#:20472) HANOVER, NH
B
 02/19/2013 - 05/03/2023 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) HANOVER, NH
B
 01/20/2010 - 02/07/2013 THE LEADERS GROUP, INC. (CRD#:37157) LITTLETON, CO
B
 06/26/2007 - 01/29/2010 P.J. ROBB VARIABLE CORPORATION (CRD#:38339) MEMPHIS, TN
IA
 11/18/1998 - 06/08/2007 CCO INVESTMENT SERVICES CORP. (CRD#:39550) CONCORD, NH
B
 06/27/1996 - 06/08/2007 CCO INVESTMENT SERVICES CORP. (CRD#:39550) CONCORD, NH
B
 05/24/1996 - 06/17/1996 CITIZENS INVESTMENT SECURITIES, INC. (CRD#:39550)
B
 11/15/1995 - 06/12/1996 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
B
 08/04/1992 - 11/14/1995 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 08/04/1992 - 11/14/1995 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 05/11/1992 - 08/03/1992 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
 05/11/1992 - 08/03/1992 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.