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Detailed Report
MARK ALTON FOLEY
CRD#: 2227050
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 60 STATE STREET
Suite 1350
BOSTON, MA 02109-1803
Registration History
19952000200520102015202020252 FIRMS2021 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - 2021 (17 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 2003 (9 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1993 - 1994 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2010 - 2021 (10 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2006 - 2010 (4 years)
License(s)

State Registrations

B
Arizona 2/12/2021
B
Nevada 2/12/2021
B
California 2/12/2021
B
New Hampshire 2/12/2021
B
Colorado 12/5/2022
B
New Jersey 2/12/2021
B
Connecticut 2/12/2021
B
New York 2/12/2021
B
District of Columbia 2/12/2021
B
North Carolina 2/18/2021
B
Florida 2/12/2021
B
Ohio 3/22/2022
IA
Florida 8/21/2024
B
Rhode Island 2/12/2021
B
Illinois 7/13/2022
B
South Carolina 2/12/2021
B
Indiana 8/21/2023
B
Tennessee 2/12/2021
B
Maine 2/12/2021
B
Vermont 2/12/2021
B
Massachusetts 2/12/2021
B
Virginia 2/12/2021
IA
Massachusetts 3/17/2021
IA
Virginia 2/12/2021
B
Mississippi 2/12/2021
B
Wyoming 2/12/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
60 STATE STREET Suite 1350, BOSTON, MA 02109-1803
Registered with this firm since 2/12/2021
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
60 STATE STREET Suite 1350, BOSTON, MA 02109-1803
Registered with this firm since 2/12/2021
Previous Registration(s)
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IA
 08/26/2010 - 02/17/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALTHAM, MA
B
 07/01/2003 - 02/17/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALTHAM, MA
IA
 04/19/2006 - 08/25/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) WALTHAM, MA
B
 05/09/1994 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 06/22/1993 - 05/11/1994 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.