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KENNETH DAVID SILVERMAN
KENNETH D SILVERMAN
CRD#: 2226600
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 500 BI COUNTRY BLVD
SUITE 117
Farmingdale, NY 11735
CETERA ADVISOR NETWORKS LLCCRD#: 13572 500 BI COUNTY BLVD
SUITE 117
FARMINGDALE, NY 11735
Registration History
19952000200520102015202020253 FIRMS1992 - 1992 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - 2019 (9 years)BMBSC SECURITIES CORPORATION (CRD# 231)2002 - 2010 (7 years)BQUASAR DISTRIBUTORS, LLC (CRD# 103848)2001 - 2002 (<1 year)BDREYFUS SERVICE CORPORATION (CRD# 231)1995 - 2001 (5 years)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1993 - 1994 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (1 year)IAMBSC SECURITIES CORPORATION (CRD# 231)2003 - 2010 (6 years)
Disclosure(s)
View By:
6/24/2016
Customer Dispute
Denied
8/5/2013
Regulatory
Final
License(s)

State Registrations

B
California 11/5/2019

B
Michigan 11/15/2019

B
Delaware 11/15/2019

B
New Jersey 11/8/2019

B
Florida 11/6/2019

B
New York 11/8/2019

IA
Florida 4/5/2023

IA
New York 6/29/2023

B
Kentucky 11/15/2019

B
North Carolina 11/15/2019

B
Massachusetts 1/31/2020

B
Wisconsin 11/12/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
500 BI COUNTRY BLVD SUITE 117, Farmingdale, NY 11735
Naples, FL
Registered with this firm since 4/5/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
500 BI COUNTY BLVD SUITE 117, FARMINGDALE, NY 11735
NAPLES, FL
Registered with this firm since 11/5/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/22/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) NEW YORK, NY
B
09/02/2010 - 11/15/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) MELVILLE, NY
IA
10/14/2003 - 07/29/2010 MBSC SECURITIES CORPORATION (CRD#:231) UNIONDALE, NY
B
12/09/2002 - 07/29/2010 MBSC SECURITIES CORPORATION (CRD#:231) UNIONDALE, NY
B
12/06/2001 - 11/13/2002 QUASAR DISTRIBUTORS, LLC (CRD#:103848) PORTLAND, ME
B
11/27/1995 - 08/03/2001 DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
01/05/1993 - 09/09/1994 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
07/23/1992 - 10/20/1992 JOSEPHTHAL LYON & ROSS INCORPORATED (CRD#:3227) NEW YORK, NY
B
04/14/1992 - 07/08/1992 BERKELEY SECURITIES CORPORATION (CRD#:8397) NEW YORK, NY
B
05/19/1992 - 06/08/1992 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.