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BRIAN STEPHEN BATT
CRD#: 2226520
IA
Investment Adviser
B
Broker
U.S. BANCORP ADVISORS, LLCCRD#: 14455 350 CALIFORNIA ST, 18TH FLOOR
SAN FRANCISCO, CA 94104
Registration History
1995200020052010201520202025IAU.S. BANCORP ADVISORS, LLC (CRD# 14455)1997 - Present (27 years)BU.S. BANCORP ADVISORS, LLC (CRD# 14455)1994 - Present (30 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1993 - 1994 (<1 year)BMCLAUGHLIN, PIVEN, VOGEL SECUR... (CRD# 7404)1992 - 1993 (<1 year)
License(s)

State Registrations

B
Alabama 4/29/2024

B
Nevada 7/13/1998

B
Arizona 4/8/2014

B
New Jersey 10/21/2015

B
California 7/19/1994

B
New Mexico 6/1/2015

IA
California 12/22/1997

B
New York 6/6/2017

B
Colorado 10/21/2015

IA
New York 3/19/2021

B
Connecticut 5/1/2017

B
North Carolina 6/6/2017

B
Florida 7/26/2018

IA
North Carolina 6/8/2017

B
Georgia 7/26/2023

B
Ohio 4/8/2014

B
Hawaii 5/2/2017

B
Oklahoma 10/21/2015

B
Idaho 9/6/2011

B
Oregon 8/4/2000

B
Illinois 10/21/2015

B
South Carolina 12/2/2019

B
Maine 1/30/2015

B
Texas 7/14/1998

B
Maryland 9/1/2017

B
Utah 10/5/2015

IA
Maryland 9/6/2017

B
Virginia 12/2/2019

B
Massachusetts 8/2/2010

B
Washington 8/4/2000

B
Montana 7/24/2012

B
Wisconsin 1/3/2019

B
Nebraska 9/19/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
350 CALIFORNIA ST, 18TH FLOOR, SAN FRANCISCO, CA 94104
Registered with this firm since 12/22/1997

B
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
350 CALIFORNIA ST, 18TH FLOOR, SAN FRANCISCO, CA 94104
Registered with this firm since 7/19/1994

Previous Registration(s)
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B
09/01/1993 - 07/12/1994 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
07/29/1992 - 02/16/1993 MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (CRD#:7404) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.