VICTOR VINCENT VALVERDE - Investment Adviser at NEXT FINANCIAL GROUP, INC.

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Detailed ReportReport

VICTOR VINCENT VALVERDE

CRD#: 2225693

Investment Adviser

Broker

NEXT FINANCIAL GROUP, INC.CRD#: 46214

135 PASEO DEL PRADO
STE 36
EDINBURG, TX 78539

Registration History

Disclosure(s)

View By:

1/12/1998

Customer Dispute

Settled

8/25/1997

Customer Dispute

Settled

License(s)

State Registrations

Colorado 6/1/2016

Texas 2/10/2005

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

NEXT FINANCIAL GROUP, INC. (CRD#:46214)

135 PASEO DEL PRADO STE 36, EDINBURG, TX 78539

Registered with this firm since 2/10/2005

NEXT FINANCIAL GROUP, INC. (CRD#:46214)

135 PASEO DEL PRADO STE 36, EDINBURG, TX 78539

Registered with this firm since 2/10/2005

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	01/04/1999 - 01/26/2005	RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694)	MCALLEN, TX
B	01/04/1999 - 01/26/2005	RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)	ST. PETERSBURG, FL
B	07/17/1997 - 01/04/1999	ROBERT THOMAS SECURITIES, INC (CRD#:10147)	ST. PETERSBURG, FL
B	04/07/1995 - 06/02/1997	PAINEWEBBER INCORPORATED (CRD#:8174)	WEEHAWKEN, NJ
B	05/29/1992 - 04/10/1995	PRINCIPAL FINANCIAL SECURITIES,INC. (CRD#:260)	DALLAS, TX

RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694)

MCALLEN, TX

01/04/1999 - 01/26/2005

RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)

ST. PETERSBURG, FL

01/04/1999 - 01/26/2005

ROBERT THOMAS SECURITIES, INC (CRD#:10147)

ST. PETERSBURG, FL

07/17/1997 - 01/04/1999

PAINEWEBBER INCORPORATED (CRD#:8174)

WEEHAWKEN, NJ

04/07/1995 - 06/02/1997

PRINCIPAL FINANCIAL SECURITIES,INC. (CRD#:260)

DALLAS, TX

05/29/1992 - 04/10/1995

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.