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MITCHELL GUSTAV ROHRER
CRD#: 2225188
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1512 EUREKA RD
[KC-RBO]
ROSEVILLE, CA 95661
Registration History
19952000200520102015202020252 FIRMS1992 - 1993 (1 year)2 FIRMS2001 - 2011 (9 years)2 FIRMS2011 - Present (14 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1993 - 2001 (7 years)
Disclosure(s)
View By:
9/9/2013
Customer Dispute
Denied
License(s)

State Registrations

B
California 1/3/2011

B
Nevada 12/2/2020

IA
California 1/3/2011

B
New Mexico 8/29/2023

B
Colorado 1/28/2021

B
New York 1/13/2021

B
Florida 1/3/2011

B
Ohio 10/7/2014

B
Georgia 9/29/2023

B
Oregon 1/3/2011

B
Hawaii 12/1/2021

B
South Dakota 8/14/2024

B
Idaho 9/6/2024

B
Utah 12/7/2020

B
Michigan 6/20/2019

B
Washington 1/3/2011

B
Missouri 5/14/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1512 EUREKA RD [KC-RBO], ROSEVILLE, CA 95661
TRUCKEE, CA
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1512 EUREKA RD [KC-RBO], ROSEVILLE, CA 95661
TRUCKEE, CA
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/15/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
B
05/02/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
B
11/01/1993 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
05/21/1992 - 11/08/1993 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
05/21/1992 - 11/08/1993 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.