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CLAUDIA CEPERO ROS
CLAUDIA MARIA CEPERO, CLAUDIA CEPERO
CRD#: 2224985
IA
Investment Adviser
B
Broker
ONEAMERICA SECURITIES, INC.CRD#: 4173 7480 SW 40TH STREET
SUITE 602
MIAMI, FL 33155
Registration History
19952000200520102015202020252 FIRMS1992 - 2011 (19 years)2 FIRMS2011 - Present (13 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1992 - 2000 (7 years)
Disclosure(s)
View By:
4/15/2015
Financial
Final
License(s)

State Registrations

B
Arizona 3/24/2021

B
California 3/17/2021

IA
Arizona 3/24/2021

B
Florida 6/1/2011

IA
California 3/16/2021

IA
Florida 7/19/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ONEAMERICA SECURITIES, INC. (CRD#:4173)
7480 SW 40TH STREET SUITE 602, MIAMI, FL 33155
Registered with this firm since 7/19/2011

B
ONEAMERICA SECURITIES, INC. (CRD#:4173)
7480 SW 40TH STREET SUITE 602, MIAMI, FL 33155
Registered with this firm since 6/1/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/14/1992 - 06/03/2011 AXA ADVISORS, LLC (CRD#:6627) MIAMI, FL
B
04/08/1992 - 06/03/2011 AXA ADVISORS, LLC (CRD#:6627) MIAMI, FL
B
04/08/1992 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.