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Detailed Report
DAVID MICHAEL PILLER
DAVID PILLER
CRD#: 2224611
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Investment Adviser
AEGIS ASSET MANAGEMENT, INC.CRD#: 305008 2331 WEST LINCOLN AVENUE
ANAHEIM, CA 92801
Registration History
199820002002200420062008201020122014201620182020202220242026IAAEGIS ASSET MANAGEMENT, INC. (CRD# 305008)2019 - Present (5 years)IAAEGIS ASSET MANAGEMENT INC (CRD# 111413)2016 - 2020 (4 years)IAAEGIS ASSET MANAGEMENT INC (CRD# 111413)2011 - 2015 (4 years)IAWESTERN RESEARCH AND MANAGEMEN... (CRD# 109509)2009 - 2009 (<1 year)IAAEGIS ASSET MANAGEMENT INC (CRD# 111413)1997 - 2009 (11 years)
License(s)

State Registrations

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California 10/4/2019
Current Registration(s)
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AEGIS ASSET MANAGEMENT, INC. (CRD#:305008)
2331 WEST LINCOLN AVENUE, ANAHEIM, CA 92801
Registered with this firm since 10/4/2019
Previous Registration(s)
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 04/11/2016 - 05/15/2020 AEGIS ASSET MANAGEMENT INC (CRD#:111413) ANAHEIM, CA
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 07/01/2011 - 12/31/2015 AEGIS ASSET MANAGEMENT INC (CRD#:111413) ANAHEIM, CA
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 06/18/2009 - 09/30/2009 WESTERN RESEARCH AND MANAGEMENT, L.L.C. (CRD#:109509) FORT WORTH, TX
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 07/08/1997 - 03/25/2009 AEGIS ASSET MANAGEMENT INC (CRD#:111413) ANAHEIM, CA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.