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CARLOS F SUAREZ
CARLOS FRANCISCO SUAREZ
CRD#: 2224345
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 703 WATERFORD WAY
STE 190
MIAMI, FL 33126
Registration History
19952000200520102015202020252 FIRMS1992 - 1998 (6 years)2 FIRMS1999 - 2004 (5 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2024 - Present (<1 year)BHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2019 - 2024 (5 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - 2019 (4 years)BNEW ENGLAND SECURITIES (CRD# 615)2004 - 2013 (8 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1998 - 1999 (<1 year)IAHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2020 - 2024 (4 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2018 - 2019 (<1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2005 - 2013 (7 years)
License(s)

State Registrations

B
Florida 9/6/2024

B
Texas 11/5/2024

IA
Florida 9/10/2024

IA
Texas 11/5/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
703 WATERFORD WAY STE 190, MIAMI, FL 33126
Registered with this firm since 9/10/2024

B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
703 WATERFORD WAY STE 190, MIAMI, FL 33126
Registered with this firm since 9/6/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/24/2020 - 09/03/2024 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) CORAL GABLES, FL
B
07/01/2019 - 09/03/2024 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) CORAL GABLES, FL
IA
12/06/2018 - 05/17/2019 PARK AVENUE SECURITIES LLC (CRD#:46173) MIAMI, FL
B
05/06/2015 - 05/17/2019 PARK AVENUE SECURITIES LLC (CRD#:46173) MIAMI, FL
IA
05/15/2013 - 05/29/2015 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MIAMI, FL
B
04/10/2013 - 05/29/2015 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MIAMI, FL
IA
06/21/2005 - 01/22/2013 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) MIAMI, FL
B
12/07/2004 - 01/22/2013 NEW ENGLAND SECURITIES (CRD#:615) MIAMI, FL
IA
04/14/1999 - 10/18/2004 ESI FINANCIAL ADVISORS (CRD#:265) CORAL GABLES, FL
B
04/08/1999 - 10/18/2004 EQUITY SERVICES, INC. (CRD#:265) MONTPELIER, VT
B
07/21/1998 - 04/06/1999 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
03/26/1992 - 03/13/1998 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
03/26/1992 - 03/13/1998 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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