View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 02/24/2020 - 09/03/2024 | CORAL GABLES, FL | |
B | 07/01/2019 - 09/03/2024 | CORAL GABLES, FL | |
IA | 12/06/2018 - 05/17/2019 | MIAMI, FL | |
B | 05/06/2015 - 05/17/2019 | MIAMI, FL | |
IA | 05/15/2013 - 05/29/2015 | MIAMI, FL | |
B | 04/10/2013 - 05/29/2015 | MIAMI, FL | |
IA | 06/21/2005 - 01/22/2013 | MIAMI, FL | |
B | 12/07/2004 - 01/22/2013 | MIAMI, FL | |
IA | 04/14/1999 - 10/18/2004 | CORAL GABLES, FL | |
B | 04/08/1999 - 10/18/2004 | MONTPELIER, VT | |
B | 07/21/1998 - 04/06/1999 | SCOTTSDALE, AZ | |
B | 03/26/1992 - 03/13/1998 | NEW YORK, NY | |
B | 03/26/1992 - 03/13/1998 | NEW YORK, NY |