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Detailed Report
TONYA LEE-WILLIS
TONYA L LEE, TONYA LASHON LEE, TONYA LEE WILLIS, TONYA WILLIS
CRD#: 2223230
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3424 Peachtree Road NE, 11th Floor
Atlanta, GA 30326
Registration History
19952000200520102015202020253 FIRMS2018 - 2021 (3 years)5 FIRMS2018 - 2022 (4 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2023 - Present (2 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)1996 - 2018 (21 years)BBANK SOUTH INVESTMENT SERVICES... (CRD# 36629)1994 - 1996 (1 year)BBANK SOUTH SECURITIES CORPORATION (CRD# 27268)1994 - 1994 (<1 year)BNATIONSSECURITIES (CRD# 32542)1993 - 1994 (<1 year)BNATIONSBANC SECURITIES, INC. (CRD# 16361)1993 - 1993 (<1 year)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1992 - 1992 (<1 year)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2018 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2012 - 2016 (4 years)
License(s)

State Registrations

B
Alabama 2/23/2023
B
Nebraska 2/23/2023
B
Alaska 2/23/2023
B
Nevada 2/23/2023
B
Arizona 2/23/2023
B
New Hampshire 2/23/2023
B
Arkansas 2/23/2023
B
New Jersey 2/23/2023
B
California 2/23/2023
B
New Mexico 2/23/2023
B
Colorado 2/23/2023
B
New York 2/23/2023
B
Connecticut 2/23/2023
B
North Carolina 2/23/2023
B
Delaware 2/23/2023
B
North Dakota 2/23/2023
B
District of Columbia 2/23/2023
B
Ohio 2/26/2023
B
Florida 2/23/2023
B
Oklahoma 2/23/2023
B
Georgia 2/23/2023
B
Oregon 2/23/2023
IA
Georgia 2/27/2023
B
Pennsylvania 2/23/2023
B
Hawaii 2/23/2023
B
Puerto Rico 2/23/2023
B
Idaho 2/23/2023
B
Rhode Island 2/23/2023
B
Illinois 2/23/2023
B
South Carolina 2/23/2023
B
Indiana 2/23/2023
B
South Dakota 2/23/2023
B
Iowa 2/23/2023
B
Tennessee 2/23/2023
B
Kansas 2/23/2023
B
Texas 2/23/2023
B
Kentucky 2/23/2023
IA
Texas 2/23/2023
B
Louisiana 2/23/2023
B
Utah 2/23/2023
B
Maine 2/23/2023
B
Vermont 2/23/2023
B
Maryland 2/23/2023
B
Virgin Islands 2/23/2023
B
Massachusetts 2/23/2023
B
Virginia 2/23/2023
B
Michigan 2/23/2023
B
Washington 2/23/2023
B
Minnesota 2/23/2023
B
West Virginia 2/23/2023
B
Mississippi 2/23/2023
B
Wisconsin 2/23/2023
B
Missouri 2/23/2023
B
Wyoming 2/23/2023
B
Montana 2/23/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3424 Peachtree Road NE, 11th Floor, Atlanta, GA 30326
Registered with this firm since 2/23/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3424 Peachtree Road NE, 11th Floor, Atlanta, GA 30326
Registered with this firm since 2/23/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/16/2018 - 12/09/2022 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 04/08/2021 - 12/09/2022 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
 04/08/2021 - 12/09/2022 TRIAD ADVISORS LLC (CRD#:25803) ATLANTA, GA
B
 04/13/2018 - 12/09/2022 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 04/13/2018 - 12/09/2022 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 04/13/2018 - 12/09/2022 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SCOTTSDALE, AZ
B
 04/13/2018 - 12/09/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
IA
 04/16/2018 - 04/08/2021 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
IA
 04/16/2018 - 04/08/2021 SAGEPOINT FINANCIAL, INC. (CRD#:133763) PHOENIX, AZ
IA
 04/16/2018 - 04/08/2021 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
IA
 09/09/2016 - 03/02/2018 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) HOLLY SPRINGS, GA
B
 04/03/1996 - 03/02/2018 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 07/31/2012 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 08/31/1994 - 03/08/1996 BANK SOUTH INVESTMENT SERVICES, INC. (CRD#:36629)
B
 01/20/1994 - 09/08/1994 BANK SOUTH SECURITIES CORPORATION (CRD#:27268)
B
 06/07/1993 - 01/17/1994 NATIONSSECURITIES (CRD#:32542)
B
 01/01/1993 - 06/07/1993 NATIONSBANC SECURITIES, INC. (CRD#:16361) BOSTON, MA
B
 06/08/1992 - 09/18/1992 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.