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SCOTT ASHLEY GERIC
CRD#: 2222914
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 141 E CENTRAL AVE
STE 450
WINTER HAVEN, FL 33880
Registration History
19952000200520102015202020252 FIRMS1992 - 1996 (4 years)2 FIRMS1999 - 2007 (8 years)2 FIRMS2007 - Present (17 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1996 - 1999 (2 years)
License(s)

State Registrations

B
Florida 12/7/2007

B
North Carolina 12/7/2007

IA
Florida 12/10/2007

B
Ohio 5/10/2012

B
Georgia 12/7/2007

B
Texas 1/8/2010

B
Michigan 12/7/2007

IA
Texas 2/26/2013

B
New Jersey 5/10/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
141 E CENTRAL AVE STE 450, WINTER HAVEN, FL 33880
WINTER HAVEN, FL
Registered with this firm since 12/10/2007

B
LPL FINANCIAL LLC (CRD#:6413)
141 E CENTRAL AVE STE 450, WINTER HAVEN, FL 33880
WINTER HAVEN, FL
Registered with this firm since 12/7/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/04/1999 - 12/12/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WINTER HAVEN, FL
B
06/04/1999 - 12/12/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WINTER HAVEN, FL
B
08/27/1996 - 06/08/1999 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
04/13/1992 - 08/23/1996 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
04/13/1992 - 08/23/1996 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.