Individual Firm
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DONALD ALLYN HARRELL
DON A. HARRELL, DON ALLYN HARRELL, DONNIE ALLYN HARRELL, DONNY HARRELL
CRD#: 2222409
IA
B
MORGAN STANLEYCRD#: 149777 28202 Cabot Road
Suite 500
Laguna Niguel, CA 92677
Suite 500
Laguna Niguel, CA 92677
View By:
10/17/2022
Customer Dispute
Settled
State Registrations
B
Alaska 9/1/2015
B
Montana 3/16/2023
B
Arizona 7/9/2015
B
Nevada 11/20/2018
B
California 7/9/2015
B
New Hampshire 11/14/2024
IA
California 7/9/2015
B
New Jersey 3/13/2023
B
Colorado 7/9/2015
B
New Mexico 7/9/2015
B
Connecticut 11/20/2018
B
New York 1/19/2018
B
Delaware 12/20/2021
B
North Carolina 3/14/2023
B
District of Columbia 3/20/2023
B
North Dakota 12/11/2023
B
Florida 11/20/2018
B
Ohio 3/13/2023
B
Georgia 3/13/2023
B
Oregon 7/9/2015
B
Hawaii 4/9/2018
B
Pennsylvania 11/13/2024
B
Idaho 7/9/2015
B
South Carolina 11/15/2024
B
Illinois 1/2/2025
B
South Dakota 11/13/2024
B
Indiana 4/18/2023
B
Tennessee 3/13/2023
B
Iowa 3/16/2023
B
Texas 5/10/2019
B
Kansas 5/28/2021
IA
Texas 3/11/2020
B
Louisiana 12/13/2024
B
Utah 11/14/2019
B
Maryland 11/21/2024
B
Virginia 11/14/2024
B
Massachusetts 3/13/2023
B
Washington 7/9/2015
B
Michigan 3/15/2023
B
Wisconsin 3/13/2023
B
Mississippi 3/14/2023
B
Wyoming 1/30/2024
B
Missouri 2/26/2016
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/9/2015
B
Registered with this firm since 7/9/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 07/10/2015 | LAGUNA NIGUEL, CA | |
B | 10/23/2009 - 07/10/2015 | LAGUNA NIGUEL, CA | |
IA | 06/18/2007 - 10/23/2009 | LAGUNA NIGUEL, CA | |
B | 06/18/2007 - 10/23/2009 | LAGUNA NIGUEL, CA | |
IA | 05/01/2001 - 07/02/2007 | IRVINE, CA | |
B | 10/07/1997 - 07/02/2007 | IRVINE, CA | |
B | 06/01/1992 - 04/17/1996 | IRVINE, CA | |
B | 03/27/1992 - 07/24/1992 |
LAGUNA NIGUEL, CA
10/23/2009 - 07/10/2015
LAGUNA NIGUEL, CA
10/23/2009 - 07/10/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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