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LISA MARIE RARICK
LISA M ANGSTADT, LISA MARIE ANGSTADT
CRD#: 2221612
IA
B
MORGAN STANLEYCRD#: 149777 515 West Hamilton Street
Allentown, PA 18101
Allentown, PA 18101
0
Disclosures
29
Years of Experience
View By:
State Registrations
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Alabama 10/14/2016
B
Nebraska 8/30/2017
B
Alaska 6/27/2018
B
Nevada 6/27/2018
B
Arizona 4/27/2017
B
New Hampshire 6/27/2018
B
Arkansas 10/14/2016
B
New Jersey 10/14/2016
B
California 10/14/2016
B
New Mexico 10/14/2016
B
Colorado 4/27/2017
B
New York 10/14/2016
B
Connecticut 10/14/2016
B
North Carolina 10/19/2016
B
Delaware 3/22/2017
B
Ohio 10/18/2016
B
District of Columbia 10/14/2016
B
Oklahoma 6/1/2023
B
Florida 10/14/2016
B
Pennsylvania 10/14/2016
B
Georgia 4/27/2017
IA
Pennsylvania 11/1/2016
B
Idaho 2/3/2022
B
Rhode Island 10/14/2016
B
Illinois 10/14/2016
B
South Carolina 8/30/2017
B
Indiana 10/14/2016
B
South Dakota 10/14/2016
B
Iowa 6/27/2018
B
Tennessee 8/30/2017
B
Kentucky 6/27/2018
B
Texas 10/14/2016
B
Louisiana 6/27/2018
IA
Texas 10/14/2016
B
Maine 4/27/2017
B
Utah 6/1/2023
B
Maryland 10/14/2016
B
Vermont 4/26/2017
B
Massachusetts 10/14/2016
B
Virginia 10/14/2016
B
Michigan 6/27/2018
B
Washington 4/26/2017
B
Minnesota 4/26/2017
B
West Virginia 10/14/2016
B
Mississippi 6/27/2018
B
Wisconsin 6/1/2023
B
Missouri 4/26/2017
B
Wyoming 6/1/2023
B
Montana 6/27/2018
SRO Registrations
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IA
Registered with this firm since 10/14/2016
B
Registered with this firm since 10/14/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/13/2010 - 10/18/2016 | ALLENTOWN, PA | |
B | 07/30/2004 - 10/18/2016 | ALLENTOWN, PA | |
B | 06/10/1998 - 06/02/2004 | NEW YORK, NY | |
B | 06/15/1994 - 06/04/1996 | NEW YORK, NY | |
B | 04/22/1992 - 02/01/1993 | PURCHASE, NY |
ALLENTOWN, PA
04/13/2010 - 10/18/2016
ALLENTOWN, PA
07/30/2004 - 10/18/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.