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THOMAS JAMES MCDONALD
TOM JAMES MCDONALD
CRD#: 2220882
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 9869 S 168TH AVE, SUITE 1B
OMAHA, NE 68136
Registration History
19952000200520102015202020252 FIRMS1999 - 2020 (20 years)2 FIRMS2020 - Present (5 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1992 - 1999 (7 years)
Disclosure(s)
View By:
10/16/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 1/15/2020

B
Missouri 1/15/2020

B
California 1/15/2020

B
Nebraska 1/15/2020

B
Colorado 1/15/2020

IA
Nebraska 1/16/2020

B
Florida 1/15/2020

B
New Mexico 1/15/2020

B
Illinois 1/16/2024

B
Pennsylvania 1/15/2020

B
Iowa 1/15/2020

B
South Carolina 5/19/2020

B
Kansas 2/22/2024

B
South Dakota 1/15/2020

B
Mississippi 8/6/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
9869 S 168TH AVE, SUITE 1B, OMAHA, NE 68136
Registered with this firm since 1/16/2020

B
LPL FINANCIAL LLC (CRD#:6413)
9869 S 168TH AVE, SUITE 1B, OMAHA, NE 68136
Registered with this firm since 1/15/2020

Previous Registration(s)
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IA
08/04/1999 - 01/15/2020 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OMAHA, NE
B
03/01/1999 - 01/15/2020 SECURITIES AMERICA, INC. (CRD#:10205) OMAHA, NE
B
03/16/1992 - 03/05/1999 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.