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Detailed Report
SYBILLA C KOCH
CRD#: 2220006
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 1800 NORTH MILITARY TRAIL
SUITE 340
BOCA RATON, FL 33431
Registration History
19952000200520102015202020252 FIRMS1992 - 2000 (8 years)2 FIRMS2000 - 2003 (3 years)2 FIRMS2008 - Present (16 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2003 - 2008 (4 years)
Disclosure(s)
View By:
11/13/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Florida 7/25/2008
B
Ohio 10/18/2023
IA
Florida 10/22/2008
IA
Ohio 10/18/2023
B
Maryland 5/3/2013
B
Texas 10/17/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1800 NORTH MILITARY TRAIL SUITE 340, BOCA RATON, FL 33431
Registered with this firm since 10/22/2008
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1800 NORTH MILITARY TRAIL SUITE 340, BOCA RATON, FL 33431
Registered with this firm since 7/25/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/15/2003 - 06/03/2008 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) DELRAY BEACH, FL
IA
 07/05/2000 - 10/03/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) DELRAY BEACH, FL
B
 07/05/2000 - 10/03/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 03/23/1992 - 07/17/2000 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 03/23/1992 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.