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HERBERT ANTHONY KLUKAS
HERB KLUKAS
CRD#: 2219858
IA
B
BOLTON GLOBAL ASSET MANAGEMENTCRD#: 129376 1 ALHAMBRA PLAZA
PH FLOOR - SUITE 1435
CORAL GABLES, FL 33134
PH FLOOR - SUITE 1435
CORAL GABLES, FL 33134
BOLTON GLOBAL CAPITALCRD#: 15650 1 ALHAMBRA PLAZA
PH FLOOR - SUITE 1435
CORAL GABLES, FL 33134
PH FLOOR - SUITE 1435
CORAL GABLES, FL 33134
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Arizona 4/3/2018
B
North Carolina 2/25/2010
B
California 1/5/2010
B
Pennsylvania 10/17/2018
B
Florida 1/5/2010
B
South Carolina 1/5/2010
IA
Florida 3/22/2010
B
Virginia 1/5/2010
B
Idaho 7/19/2018
B
Washington 3/8/2013
B
Massachusetts 1/5/2010
B
Wisconsin 1/20/2015
SRO Registrations
B
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IA
Registered with this firm since 3/22/2010
B
Registered with this firm since 12/17/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/02/2001 - 01/05/2010 | MIAMI, FL | |
B | 06/22/2001 - 12/11/2009 | MIAMI, FL | |
IA | 06/18/2003 - 06/25/2003 | MIAMI, FL | |
B | 05/30/1997 - 06/25/2001 | ATLANTA, GA | |
B | 03/27/1992 - 06/23/1997 | MINNEAPOLIS, MN | |
B | 03/27/1992 - 06/23/1997 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.