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TODD ADAM SACKS
CRD#: 2219243
IA
B
MORGAN STANLEYCRD#: 149777 2 North Tamiami Trail
Suite 1100
Sarasota, FL 34236
Suite 1100
Sarasota, FL 34236
0
Disclosures
32
Years of Experience
View By:
State Registrations
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Alabama 9/17/2015
B
Nebraska 9/8/2015
B
Alaska 9/8/2015
B
Nevada 9/8/2015
B
Arizona 9/28/2015
B
New Hampshire 9/10/2015
B
Arkansas 9/8/2015
B
New Jersey 6/1/2009
B
California 6/1/2009
IA
New Jersey 6/1/2009
B
Colorado 9/8/2015
B
New Mexico 9/9/2015
B
Connecticut 9/8/2015
B
New York 6/1/2009
B
Delaware 9/16/2015
B
North Carolina 7/9/2012
B
District of Columbia 9/9/2015
B
North Dakota 9/9/2015
B
Florida 6/1/2009
B
Ohio 6/1/2009
IA
Florida 7/22/2022
B
Oklahoma 9/8/2015
B
Georgia 9/9/2015
B
Oregon 9/8/2015
B
Hawaii 10/20/2015
B
Pennsylvania 6/1/2009
B
Idaho 9/8/2015
B
Puerto Rico 9/9/2015
B
Illinois 9/9/2015
B
Rhode Island 9/8/2015
B
Indiana 9/16/2015
B
South Carolina 9/8/2015
B
Iowa 9/8/2015
B
South Dakota 9/8/2015
B
Kansas 9/8/2015
B
Tennessee 9/11/2015
B
Kentucky 9/8/2015
B
Texas 9/9/2015
B
Louisiana 9/10/2015
IA
Texas 2/20/2020
B
Maine 6/1/2009
B
Utah 9/9/2015
B
Maryland 9/8/2015
B
Vermont 6/1/2009
B
Massachusetts 6/1/2009
B
Virgin Islands 9/10/2015
B
Michigan 6/1/2009
B
Virginia 9/8/2015
B
Minnesota 9/8/2015
B
Washington 9/14/2015
B
Mississippi 9/22/2015
B
West Virginia 9/21/2015
B
Missouri 10/21/2022
B
Wisconsin 9/9/2015
B
Montana 9/8/2015
B
Wyoming 9/9/2015
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/08/2002 - 06/01/2009 | BEDMINSTER, NJ | |
B | 01/18/2000 - 06/01/2009 | BEDMINSTER, NJ | |
B | 04/20/1992 - 01/19/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.