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Detailed Report
GAVIN THOMAS NATELLI
CRD#: 2218909
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 200 PARK AVENUE
SUITE 150
FLORHAM PARK, NJ 07932
Registration History
19952000200520102015202020252 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - Present (10 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2005 - 2010 (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2005 (5 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1993 - 2000 (6 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2010 (3 years)
Disclosure(s)
View By:
3/26/2018
Customer Dispute
Withdrawn
6/5/2014
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 12/13/2022
B
New Hampshire 9/30/2015
B
California 8/12/2014
B
New Jersey 9/26/2014
B
Colorado 8/12/2014
IA
New Jersey 9/26/2014
B
Connecticut 9/29/2014
B
New York 10/8/2014
B
Delaware 10/7/2014
B
North Carolina 8/13/2014
B
Florida 11/12/2014
B
Ohio 3/2/2018
B
Georgia 5/10/2018
B
Pennsylvania 8/12/2014
B
Indiana 8/25/2015
B
Puerto Rico 8/12/2014
B
Maryland 10/14/2015
B
Texas 9/3/2020
B
Massachusetts 8/12/2014
B
Virginia 8/13/2014
B
Missouri 7/11/2024
B
Wisconsin 2/21/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
200 PARK AVENUE SUITE 150, FLORHAM PARK, NJ 07932
Registered with this firm since 8/19/2014
B
OPPENHEIMER & CO. INC. (CRD#:249)
200 PARK AVENUE SUITE 150, FLORHAM PARK, NJ 07932
Registered with this firm since 8/11/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/28/2010 - 07/01/2014 MORGAN STANLEY (CRD#:149777) FLORHAM PARK, NJ
B
 06/28/2010 - 07/01/2014 MORGAN STANLEY (CRD#:149777) FLORHAM PARK, NJ
IA
 03/28/2007 - 06/29/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) FLORHAM PARK, NJ
B
 01/18/2005 - 06/29/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) FLORHAM PARK, NJ
B
 02/18/2000 - 02/08/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 07/31/1993 - 02/29/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 04/10/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.