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JONATHAN HENNESSEY HOLMES
CRD#: 2218706
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 8834 N. Capital of TX Highway Suite 100
Austin, TX 78759
Registration History
19952000200520102015202020252 FIRMS1992 - 1992 (<1 year)2 FIRMS1992 - 2009 (16 years)2 FIRMS2010 - 2023 (13 years)2 FIRMS2023 - Present (1 year)IARSM MCGLADREY, INC. (CRD# 111221)2002 - 2003 (<1 year)
Disclosure(s)
View By:
7/8/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/13/2023

B
Missouri 7/27/2023

B
Arizona 7/17/2023

B
Nebraska 8/3/2023

B
Arkansas 7/17/2023

B
New Jersey 7/27/2023

B
California 7/19/2023

B
New Mexico 7/17/2023

B
Colorado 7/17/2023

B
New York 7/19/2023

B
Connecticut 9/13/2023

B
North Carolina 7/31/2023

B
Florida 5/19/2023

B
Ohio 9/25/2023

B
Georgia 7/31/2023

B
Oklahoma 9/25/2023

B
Hawaii 5/19/2023

B
Oregon 7/31/2023

B
Idaho 7/27/2023

B
Pennsylvania 7/27/2023

B
Illinois 7/17/2023

B
South Carolina 7/17/2023

B
Indiana 8/9/2023

B
Tennessee 8/14/2023

B
Kansas 9/25/2023

B
Texas 4/12/2023

B
Kentucky 7/17/2023

IA
Texas 4/12/2023

B
Louisiana 7/26/2023

B
Utah 9/25/2023

B
Maryland 5/19/2023

B
Virginia 7/24/2023

B
Massachusetts 7/17/2023

B
Washington 7/19/2023

B
Michigan 6/22/2023

B
West Virginia 8/30/2023

B
Minnesota 9/11/2023

B
Wisconsin 7/31/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
8834 N. Capital of TX Highway Suite 100, Austin, TX 78759
8834 N CAPITAL OF TEXAS HWY STE 100, AUSTIN, TX 78759
Registered with this firm since 4/12/2023

B
LPL FINANCIAL LLC (CRD#:6413)
8834 N. Capital of TX Highway Suite 100, Austin, TX 78759
8834 N CAPITAL OF TEXAS HWY STE 100, AUSTIN, TX 78759
Registered with this firm since 4/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/19/2010 - 04/05/2023 SPC (CRD#:110692) Austin, TX
B
01/19/2010 - 04/05/2023 SIGMA FINANCIAL CORPORATION (CRD#:14303) AUSTIN, TX
IA
10/28/1992 - 04/07/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) FT. WORTH, TX
B
10/28/1992 - 04/07/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) FT. WORTH, TX
IA
10/17/2002 - 07/10/2003 RSM MCGLADREY, INC. (CRD#:111221) SAN ANTONIO, TX
B
07/14/1992 - 08/10/1992 DICKINSON & CO. (CRD#:689)
FINRA expelled the firm on 04/07/1998
DES MOINES, IA
B
03/05/1992 - 07/10/1992 J. W. GANT & ASSOCIATES, INC. (CRD#:7963)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.